SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 16, 2026

Venture Lending & Leasing IX, Inc.

(Exact name of registrant as specified in its charter)

104 La Mesa Drive, Suite 102, Portola Valley, CA 94028

(Address of principal executive offices, zip code)

Registrant’s telephone number, including area code: (650) 234-4300

 (Former name or former address, if changed since last report): N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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A special shareholder meeting (the “Meeting”) of Venture Lending & Leasing IX, Inc. (the “Fund”) was held on July 16, 2026, to consider and vote on the proposals to liquidate and dissolve the Fund and to terminate its status as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “1940 Act”).

On May 1, 2026, the record date for the Meeting, there were 100,000 shares of Common Stock, $.001 par value (the “Fund Shares”) of the Fund outstanding and entitled to vote. 100% of the Fund Shares are owned by the Fund’s sole shareholder, Venture Lending & Leasing IX, LLC (the “LLC”). The LLC in turn is owned by its members (the “LLC Members”). The Operating Agreement of the LLC grants the LLC Members pass-through voting rights, meaning that the LLC, as the sole shareholder of the Fund, may take no action as shareholder of the Fund without first securing the approval of the LLC Members, with the same vote required of the LLC Members as is required of the shareholder of the Fund. Accordingly, the approval of the proposals to liquidate and dissolve the Fund and to terminate its status as a BDC under the 1940 Act required the prior approval of at least a majority of the outstanding LLC Shares.

The voting results are as follows:

Proposal 1		FOR		ABSTAIN		AGAINST
Approval of the Plan of Liquidation pursuant to which Venture Lending & Leasing IX, Inc. will distribute all of its assets to its sole shareholder, Venture Lending & Leasing IX, LLC, and dissolve.		324,066.72		—		—
Percentage out of 460,000.00 total outstanding LLC Shares.		70.45 %		— %		— %
Proposal 2		FOR		ABSTAIN		AGAINST
Approval of the termination of the status of Venture Lending & Leasing IX, Inc. as a business development company under the Investment Company Act of 1940, as amended.		324,066.72		—		—
Percentage out of 460,000.00 total outstanding LLC Shares.		70.45 %		— %		— %

Consequently, the LLC cast 100% of the Fund Shares in favor of the liquidation and dissolution of the Fund and the termination of its status as a BDC under the 1940 Act.

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

VENTURE LENDING & LEASING IX, INC.

(Registrant)

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