UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On November 5, 2026, reAlpha Tech Corp. (the “Company”) held its 2026 annual meeting of stockholders (the “Annual Meeting”). At the beginning of the Annual Meeting, there were 3,083,222 shares of the Company’s common stock (on an as-converted basis) present or represented by proxy at the Annual Meeting, consisting of (i) 3,072,764 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), and (ii) 10,458 shares of Common Stock underlying the Company’s series A convertible preferred stock, par value $0.001 per share (the “Series A Preferred Stock”), which represented approximately 51.24% of the voting power of the Company’s outstanding shares of voting stock entitled to vote at the Annual Meeting, and which constituted a quorum for the transaction of business. Holders of Common Stock were entitled to cast one vote per share, and the holder of Series A Preferred Stock was entitled to cast a number of votes equal to the number of shares of Common Stock into which such shares of Series A Preferred Stock were convertible, or 10,458 votes, in each case as of the close of business on September 11, 2026. Summarized below are the final voting results for each proposal submitted to a vote of the stockholders at the Annual Meeting. The six (6) proposals below are each described in more detail in the definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on September 25, 2026, as supplemented on October 21, 2026.
Proposal 1. Election of Directors.
| Nominee Name | For | Withheld | Broker Non-Votes | |||||||||
| Giri Devanur | 1,861,169 | 213,856 | 1,008,197 | |||||||||
| Michael J. Logozzo | 1,876,612 | 198,413 | 1,008,197 | |||||||||
| Dimitrios Angelis | 1,860,458 | 214,567 | 1,008,197 | |||||||||
| Prabhu Antony | 1,879,424 | 195,601 | 1,008,197 | |||||||||
| Balaji Swaminathan | 1,878,424 | 196,601 | 1,008,197 | |||||||||
Each of the five nominees for director was elected to serve as a director until the election and qualification of his successor or until his earlier death, resignation, or removal.
Proposal 2. Ratification of GBQ Partners, LLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.
| For | Against | Abstentions | ||
| 2,974,523 | 63,413 | 45,284 |
There were no broker non-votes on this proposal.
The Company’s stockholders ratified the appointment of GBQ Partners, LLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.
Proposal 3. Approval of an amendment to the Company’s second amended and restated certificate of incorporation, as amended, to, at the discretion of the Company’s board of directors (the “Board”), effect a reverse stock split of the Company’s issued and outstanding shares of Common Stock, at any time prior to the one-year anniversary date of the approval by the stockholders of such proposal, at a ratio ranging from one-for-two (1:2) to one-for-fifty (1:50), with the exact ratio to be set within that range at the discretion of the Board without further approval or authorization of the Company’s stockholders (the “Reverse Stock Split Proposal”).
| For | Against | Abstentions | ||
| 2,520,274 | 467,007 | 95,941 |
There were no broker non-votes on this proposal.
The Company’s stockholders approved the Reverse Stock Split Proposal.
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Proposal 4. Approval, for purposes of complying with Nasdaq Listing Rules 5635(a) and 5635(d), of the issuance of shares of Common Stock in excess of 19.99% of the Company’s issued and outstanding Common Stock immediately prior to the execution of that certain Agreement and Plan of Merger, dated as of November 21, 2025, relating to the Company’s merger with Prevu, Inc. (“Prevu,” and such merger, the “Prevu Merger”) (such proposal, the “Prevu Nasdaq 20% Issuance Proposal”).
| For | Against | Abstentions | Broker Non-Votes | |||
| 1,255,725 | 89,148 | 114,583 | 1,008,197 |
In accordance with the Nasdaq Listing Rules, the former stockholders of Prevu that received shares of Common Stock as consideration in the Prevu Merger were not entitled to vote on this proposal, and the votes reported above exclude the aggregate number of shares of Common Stock received by such stockholders in connection with the Prevu Merger. The Company’s stockholders approved the Prevu Nasdaq 20% Issuance Proposal.
Proposal 5. Approval, for purposes of complying with Nasdaq Listing Rules 5635(a) and 5635(d), of the issuance of shares of Common Stock in excess of 19.99% of the Company’s issued and outstanding Common Stock immediately prior to the execution of that certain Amended and Restated Agreement and Plan of Merger, dated as of August 17, 2026, in connection with the Company’s merger with InstaMortgage Inc. (“InstaMortgage,” and such merger, the “InstaMortgage Merger”) (such proposal, the “InstaMortgage Nasdaq 20% Issuance Proposal,” and together with the Prevu Nasdaq 20% Issuance Proposal, the “Nasdaq 20% Issuance Proposals”).
| For | Against | Abstentions | Broker Non-Votes | |||
| 1,804,416 | 52,222 | 98,483 | 1,008,197 |
In accordance with the Nasdaq Listing Rules, the former stockholders of InstaMortgage that received shares of Common Stock as consideration in the InstaMortgage Merger were not entitled to vote on this proposal, and the votes reported above exclude the aggregate number of shares of Common Stock received by such stockholders in connection with the InstaMortgage Merger. The Company’s stockholders approved the InstaMortgage Nasdaq 20% Issuance Proposal.
Proposal 6. Approval to adjourn the Annual Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Reverse Stock Split Proposal and/or the Nasdaq 20% Issuance Proposals, or in the absence of a quorum (the “Adjournment Proposal”).
| For | Against | Abstentions | Broker Non-Votes | |||
| 2,622,668 | 163,067 | 85,221 | 0 |
There were no broker non-votes on this proposal.
The Company’s stockholders approved the Adjournment Proposal, but such adjournment was not necessary in light of the approval of the Reverse Stock Split Proposal and the Nasdaq 20% Issuance Proposals at the Annual Meeting.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit Number |
Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: November 6, 2026 | reAlpha Tech Corp. | |
| By: | /s/ Michael J. Logozzo | |
| Michael J. Logozzo | ||
| Chief Executive Officer | ||
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