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Current Report · Items 1.01, 3.02, 8.01, 9.01 · 8-K

Dyadic International, Inc.

DYAINASDAQEQUITYCurrent

Entry into a Material Definitive Agreement · Unregistered Sales of Equity Securities · Other Events

Item 1.01 Entry into a Material Definitive Agreement. Purchase Agreements On August 13, 2026, Dyadic International, Inc. (the “Company”) entered into (i) a common stock purchase agreement (the “Common Stock Purchase Agreement”) with certain investors (the “Common Stock Purchasers”), pursuant to which the Company agreed to issue and sell to such Common Stock Purchasers in a registered direct offeri…

Filed Aug 14, 2026Accepted Aug 14, 2026, 9:17 AM EDTCIK 1213809Accession 0001493152-26-038039
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Company context

Dyadic Applied BioSolutions is a global biotechnology company that uses its proprietary microbial platforms to produce recombinant proteins that are sold or licensed to partners across the life sciences, food and nutrition, and bio-industrial markets. These high-quality proteins are designed to enable customers to develop more efficient, scalable, and sustainable products. Dyadic’s Dapibus™ and C1 expression systems support flexible, cost-effective manufacturing, and are the foundation of a growing portfolio of commercial and partnered programs.

Current securities

Recent company filings

  1. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of ListingSep 25, 2026
  2. EFFECT filingSep 18, 2026
  3. 424B3 filingSep 18, 2026
  4. S-1 filingSep 11, 2026
  5. SCHEDULE 13G/A filingAug 17, 2026

Disclosure sections

Items 1.01, 3.02, 8.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01 Entry into a Material Definitive Agreement. Purchase Agreements On August 13, 2026, Dyadic International, Inc. (the “Company”) entered into (i) a common stock purchase agreement (the “Common Stock Purchase Agreement”) with certain investors (the “Common Stock Purchasers”), pursuant to which the Company agreed to issue and sell to such Common Stock Purchasers in a registered direct offering (the “Registered Offering”) an aggregate of 3,625,000 shares (the “Shares”) of common stock, par value $0.001 per share (the “Common Stock”), of the Company, at a purchase price of $0.795 per share; and (ii) a securities purchase agreement (the “Warrant Securities Purchase Agreement” and together with the Common Stock Purchase Agreement, the “Purchase Agreements”), pursuant to which the Company agreed to issue and sell to the purchasers thereto (the “Warrant Purchasers”) in a concurrent private placement (the “Concurrent Private Placement”), warrants (the “Common Warrants”) to purchase 3,625,000 shares of Common Stock (the “Common Warrant Shares”) at a purchase price of $0.005 per Common Warrant and with an exercise price of $0.84 per share. The closing of each of the Registered Offering and the Concurrent Private Placement is expected to occur on or about August 14, 2026, subject to the satisfaction of customary closing conditions. The aggregate gross proceeds to the Company from the Registered Offering and the Concurrent Private Placement are expected to be approximately $2.9 million, before deducting offering expenses payable by the Company. The Company intends to use the net proceeds from the Registered Offering and the Concurrent Private Placement, for general corporate purposes, including for research and development, sales and marketing initiatives and general administrative expenses, working capital and capital expenditures, as well as potential acquisitions and other strategic transactions. The Shares in the Registered Offering are being offered pursuant to the Company’s effective shelf registration statement on Form S-3 (File No. 333-273829), including a base prospectus contained therein, which was originally filed with the Securities and Exchange Commission (the “SEC”) on August 9, 2023, and that became effective on August 25, 2023, and a related prospectus supplement, dated August 13, 2026. The Purchase Agreements each contain customary representations, warranties and agreements by the Company, customary conditions to closing, indemnification obligations of the Company, including for liabilities arising under the Securities Act of 1933, as amended (the “Securities Act”), other obligations of the parties and termination provisions. The representations, warranties and covenants contained in the Purchase Agreements were made only for the purposes of such agreements and as of the specific dates, were solely for the benefit of the parties to such agreements and may be subject to limitations agreed upon by the contracting parties. Registration Rights Agreement In connection with the Concurrent Private Placement, on August 13, 2026, the Company entered into a registration rights agreement (the “Registration Rights Agreement”) with the Warrant Purchasers pursuant to which the Company has agreed to file a registration statement to register the resale of the Common Warrant Shares within 30 days after the closing of the Registered Offering and the Concurrent Private Placement. The Registration Rights Agreement contains customary representations, warranties and agreements by the Company and customary penalties for failure to have the registration statement timely filed or declared effective. Placement Agent Agreement In connection with the Registered Offering and the Concurrent Private Placement, the Company also entered into a placement agent agreement, dated August 13, 2026 (the “Placement Agent Agreement”), with Aegis Capital Corp. (the “Placement Agent”). The Placement Agent Agreement also includes customary indemnification and contribution provisions in favor of the Placement Agent. Standstill Restrictions The Company agreed, in the Placement Agent Agreement and the Purchase Agreements, to certain restrictions on the issuance and sale of its shares of Common Stock or any securities convertible into or exercisable or exchangeable for shares of Common Stock, for 90 days after the Release Date (as defined in the Warrant Securities Purchase Agreement). These restrictions do not apply to, in addition to certain customary exceptions, securities issued pursuant to acquisitions or strategic transactions (whether by merger, consolidation, purchase of equity, purchase of assets, reorganization or otherwise) approved by a majority of the disinterested directors of the Company. In addition, the Company’s directors, executive officers, employees and shareholders holding at least 10% of the Company’s outstanding Common Stock immediately upon the closing of the Registered Offering and the Concurrent Private Placement have agreed, subject to certain exceptions, not to offer, sell, assign, transfer, pledge, contract to sell, or otherwise dispose of or announce the intention to otherwise dispose of, or enter into any swap, hedge or similar agreement or arrangement that transfers, in whole or in part, the economic risk of ownership of, directly or indirectly, engage in any short selling of any shares of Common Stock or securities convertible into or exchangeable or exercisable for any shares of Common Stock, whether currently owned or subsequently acquired, without the prior written consent of the placement agent, for a period of 90 days after the Release Date (as defined in the Warrant Securities Purchase Agreement). The foregoing description of the Purchase Agreements, Registration Rights Agreement, Placement Agent Agreement, and Common Warrants does not purport to be complete and is qualified in its entirety by the full text of the forms of the Common Stock Purchase Agreement, Warrant Securities Purchase Agreement, Registration Rights Agreement, Placement Agent Agreement, and Common Warrants, copies of which are attached hereto as Exhibits 10.1, 10.2, 10.3, 10.4 and 4.1 respectively, to this Current Report on Form 8-K and are incorporated by reference herein. A copy of the opinion of White & Case LLP relating to the legality of the issuance and sale of the shares of Common Stock is attached as Exhibit 5.1 to this Current Report on Form 8-K. This Current Report on Form 8-K, including the exhibits attached hereto, shall not constitute an offer to sell or the solicitation of an offer to buy the shares of common stock discussed herein, nor shall there be any offer, solicitation, or sale of the shares of common stock in any state or other jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.
Item 3.02Item 3.02 - Unregistered Sales of Equity
Item 3.02 Unregistered Sales of Equity Securities. The information set forth in Item 1.01 of this Current Report on Form 8-K with respect to the Common Warrants and Common Warrant Shares is incorporated herein by reference. The Common Warrants are being offered in a private placement pursuant to the exemption from the registration requirements of the Securities Act, provided by Section 4(a)(2) thereof as transactions not involving a public offering and/or Rule 506 promulgated thereunder as sales to accredited investors. The Common Warrants or the Common Warrant Shares have not been registered under the Securities Act and will be issued, if at all, pursuant to the same exemption.
Item 8.01Item 8.01 - Other Events
Item 8.01 Other Events. A copy of the press release announcing the Registered Offering and the Concurrent Private Placement is attached to this Current Report as Exhibit 99.1.
Filed exhibits (2)
EX-4.1 (by filename) ex4-1.htm

EX-4.1 2 ex4-1.htm EX-4.1 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES. PIPE COMMON WARRANT TO PURCHASE COMMON STOCK DYADIC INTERNATIONAL, INC. Warrant Initial Shares: [●] Exercise Date: [●] Issuance Date: [●] THIS WARRANT TO PURCHASE COMMON STOCK (the “ Warrant ”) certifies that, for value received, [●] or its assigns (the “ Holder ”) is entitled, upon the terms and subje…

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EX-99.1 (by filename) ex99-1.htm

EX-99.1 8 ex99-1.htm EX-99.1 Exhibit 99.1 Dyadic International, Inc. Secures $2.9 Million Through Registered Direct Offering and Concurrent Private Placement JUPITER, FLA., August 13, 2026 -- Dyadic International, Inc. (NASDAQ: DYAI) (the “Company”), d/b/a Dyadic Applied BioSolutions, a biotechnology company developing recombinant protein solutions across the life sciences, food and nutrition, bio-industrial and biopharmaceutical markets, today announced definitive agreements with an institutional investor for the purchase and sale of shares of Common Stock in a registered direct offering with a concurrent private placement of warrants to the same investor. Aggregate gross proceeds to the Company from both transactions are expected to be approximately $2.9 million. The offering price per share of Common Stock is $0.795 and per Warrant is $0.005. The transactions consisted of the sale of 3,625,000 shares of Common Stock in the registered direct offering and Common Warrants to purchase 3,625,000 shares of Common Stock in the private placement with an exercise price of $0.84 per share. Aggregate gross proceeds to the Company are expected to be approximately $2.9 million. The t…

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