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Current Report · Items 1.01, 3.02, 9.01 · 8-K

SiNtx Technologies, Inc.

SINTNASDAQEQUITYCurrent

Entry into a Material Definitive Agreement · Unregistered Sales of Equity Securities

Item 1.01 Entry into a Material Definitive Agreement. On June 29, 2026, Sintx Technologies, Inc. (the “Company”) and MedTech Ceramics, LP (the “Holder”) finalized execution of a letter agreement (the “Letter Agreement”) providing for the disposition of 507,254 shares of Common Stock held in abeyance following the Company’s September 2025 warrant inducement transaction, and to cancel and replace an…

Filed Jul 2, 2026Accepted Jul 2, 2026, 5:00 PM EDTCIK 1269026Accession 0001493152-26-031949
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Company context

Headquartered in Salt Lake City, Utah, SINTX Technologies, Inc. (NASDAQ: SINT) is an advanced ceramics company that develops, manufactures, and commercializes silicon nitride biomaterials, composites, devices, and related technologies for medical and other high-value applications. SINTX’s technologies are supported by peer-reviewed research, a patent portfolio, U.S.-based manufacturing capabilities, and strategic industry relationships. The Company’s business includes proprietary biomaterials and medical device technologies, as well as contract manufacturing and other advanced ceramics opportunities. SINTX’s product portfolio includes the FDA-cleared SINAPTIC Foot & Ankle Implant System for reconstructive surgery.

Current securities

Historical securities (1)

Recent company filings

  1. EFFECT filingAug 18, 2026
  2. SCHEDULE 13G filingAug 13, 2026
  3. Regulation FD Disclosure · Other EventsAug 13, 2026
  4. S-3 filingAug 13, 2026
  5. Results of Operations and Financial Condition · Regulation FD DisclosureAug 11, 2026

Disclosure sections

Items 1.01, 3.02, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01 Entry into a Material Definitive Agreement. On June 29, 2026, Sintx Technologies, Inc. (the “Company”) and MedTech Ceramics, LP (the “Holder”) finalized execution of a letter agreement (the “Letter Agreement”) providing for the disposition of 507,254 shares of Common Stock held in abeyance following the Company’s September 2025 warrant inducement transaction, and to cancel and replace an existing warrant held by the Holder. The Company and the Holder agreed that (i) the Company will promptly issue to the Holder 255,267 shares of Common Stock from abeyance (the “Released Shares”) for no additional consideration, as the applicable consideration was previously paid; (ii) the remaining 251,987 abeyance shares will be replaced by a pre-funded common stock purchase warrant covering the same number of shares (the “Pre-Funded Warrant”), also for no additional consideration; and (iii) the Holder’s existing September 2025 warrant to purchase 760,881 shares will be cancelled and replaced with a new common stock purchase warrant to purchase 1,268,135 shares at $2.14 per share (the “New Warrant”). The Company has agreed to file a resale registration statement covering the shares issuable upon exercise of the New Warrant within 45 days. The Company entered into the Letter Agreement as part of its ongoing efforts to manage its capital structure and address the balance sheet treatment of the Released Shares. The Company expects that the transactions contemplated by the Letter Agreement may support its efforts to improve its stockholders’ equity position, although the Company’s stockholders’ equity will continue to depend on its overall financial condition and results of operations. The Pre-Funded Warrant has no fixed expiration date and remains outstanding until exercised in full. The exercise price was pre-funded in full in connection with the September 2025 warrant inducement transaction, so no additional cash consideration is required upon exercise. The Pre-Funded Warrant is exercisable via a cashless mechanism and is subject to a 9.99% beneficial ownership limitation. Standard adjustment provisions apply for stock splits, dividends, and fundamental transactions. The New Warrant expires five years from the date of issuance. The New Warrant is exercisable for cash or, if no effective registration statement is available after 90 days, by cashless exercise, and is subject to a 9.99% beneficial ownership limitation. The exercise price is subject to full-ratchet downward adjustment in any dilutive equity financing, subject to stockholder approval to the extent required by Nasdaq Listing Rule 5635(d). Standard anti-dilution and fundamental transaction provisions also apply. The issuances are intended to be exempt from registration under the Securities Act of 1933 pursuant to Section 4(a)(2) and/or Regulation D. The foregoing summaries of the Letter Agreement, Pre-Funded Warrant, and New Warrant are qualified in their entirety by reference to the Letter Agreement, Pre-Funded Warrant, and New Warrant filed as Exhibit 10.1, 4.1, and 4.2, respectively, and incorporated herein by reference.
Item 3.02Item 3.02 - Unregistered Sales of Equity
Item 3.02 Unregistered Sales of Equity Securities. The information set forth in Item 1.01 is incorporated herein by reference.
Filed exhibits (2)
EX-4.1 (by filename) ex4-1.htm

EX-4.1 2 ex4-1.htm EX-4.1 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES. PRE-FUNDED COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Initial Shares: 251,987 Exercise Date: June 29, 2026 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “ Warrant ”) certifies that, for value received, MedTech Ceramics, LP or its assigns (the “ Holder ”) is entitled, upon the terms and subject to the limitation…

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EX-4.2 (by filename) ex4-2.htm

EX-4.2 3 ex4-2.htm EX-4.2 Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES. COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC. Warrant Initial Shares: 1,268,135 Exercise Date: June 29, 2026 THIS COMMON STOCK PURCHASE WARRANT (the “ Warrant ”) certifies that, for value received, MedTech Ceramics, LP or its assigns (the “ Holder ”) is entitled, upon the terms and subject to the limitations on exercise and …

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