Current Report · Items 1.01, 7.01, 9.01 · 8-K
Janus Henderson Group Ltd.
JHGNYSEEQUITYCurrent
Entry into a Material Definitive Agreement · Regulation FD Disclosure
Item 1.01 Entry into a Material Definitive Agreement. Amendment to Agreement and Plan of Merger On June 16, 2026, the Company entered into a side letter agreement (the “Side Letter”) with Parent and Merger Sub, which further supplements and amends certain terms of the Merger Agreement (as further amended and supplemented by the Side Letter, the “Amended Merger Agreement”).…
Filed Jun 18, 2026Accepted Jun 18, 2026, 8:44 AM EDTCIK 1274173Accession 0001104659-26-075457
Company context
Janus Henderson Group is a leading global asset manager dedicated to helping clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. As of March 31, 2026, Janus Henderson had approximately half a trillion dollars in assets under management and offices in 26 cities worldwide. Headquartered in London, the firm helps millions of people globally invest in a brighter future together.
Current securities
Disclosure sections
Items 1.01, 7.01, 9.01Select an item to read the extracted section. The as-filed document remains the primary evidence.
Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01 Entry into a Material Definitive
Agreement.
Amendment to Agreement and Plan of Merger
On June 16, 2026, the Company entered into a side
letter agreement (the “Side Letter”) with Parent and Merger Sub, which further supplements and amends certain terms
of the Merger Agreement (as further amended and supplemented by the Side Letter, the “Amended Merger Agreement”).
Pursuant to the terms of the Side Letter, the
Company, Parent and Merger Sub have agreed that, among other things:
the closing of the Merger (the “Closing”) shall occur on June 30, 2026, subject to
the satisfaction or waiver of all conditions to Closing as set forth in the Amended Merger Agreement, or if any Closing conditions set
forth in the Amended Merger Agreement have not been satisfied or waived as of June 30, 2026, then Closing shall occur seven (7) Business
Days after the date upon which all Closing conditions set forth in the Amended Merger Agreement have been satisfied or waived (other than
those conditions which by their nature cannot be satisfied until the Closing, but subject to the satisfaction or waiver thereof) or on
such other date as Parent and the Company mutually agree in writing;
ii. conditions related to those regulatory approvals received as of the date of the Side Letter are satisfied
as of the date of the Side Letter; and
iii. the date after which the Merger Agreement may be terminated if the merger has not occurred on or prior
to such date (referred to in the Merger Agreement as the Termination Date), shall be September 20, 2026.
──────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
The foregoing description of the Side Letter does
not purport to be a complete statement and is qualified in its entirety by reference to (a) the Side Letter, which is attached as Exhibit
2.1.1 to this Current Report on Form 8-K and incorporated herein by reference, (b) the Original Merger Agreement, which is attached as
Exhibit 2.1 to the previously filed Current Report on Form 8-K filed by the Company on December 22, 2025 with the Securities and Exchange
Commission (the “SEC”) and incorporated herein by reference, and (c) the Amendment, which is attached as Exhibit 2.1
to the previously filed Current Report on Form 8-K filed by the Company on March 24, 2026 with the SEC and incorporated herein by reference.
Item 7.01Item 7.01 - Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure.
On June 18, 2026, the Company
issued a press release announcing that it has secured the regulatory approvals and client consents required to complete its previously
announced take-private transaction. The transaction is expected to close on June 30, 2026, subject to the continued satisfaction of all
closing conditions under the Amended Merger Agreement. A copy of the press release is furnished as Exhibit 99.1 hereto.
The information in this
Item 7.01 and Exhibit 99.1 attached hereto is intended to be furnished and shall not be deemed “filed” for purposes of Section
18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of
that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange
Act, except as set forth by specific reference in such filing.
Filed exhibits (1)
EX-99.1 (by filename) tm2618260d1_ex99-1.htmEX-99.1
3
tm2618260d1_ex99-1.htm
EXHIBIT 99.1
Exhibit 99.1
Janus
Henderson Announces Receipt of Required Regulatory Approvals and Client Consents following Resounding Shareholder Approval of the Trian and General Catalyst Take-Private Transaction
Anticipates June 30, 2026 Closing Date
June 18, 2026
LONDON -- Janus Henderson Group plc (NYSE: JHG; “Janus
Henderson”, or the “Company”) today announced that it has secured the regulatory approvals and client consents required
to complete its previously announced take-private transaction with Trian Fund Management, L.P. and its affiliated funds (“Trian”),
and General Catalyst Group Management, LLC and its affiliated funds (“General Catalyst”). The receipt of required regulatory
approvals and client consents represents a significant milestone toward the completion of the transaction with Trian and General Catalyst
following the earlier announced resounding shareholder approval.
The take-private transaction with Trian and General Catalyst is expected
to close on June 30, 2026, subject to the continued satisfaction of all closing conditions under the definitive agreement for the transaction.
At the closing, pursuant to the definiti…
Open exhibit ↗