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Current Report · Items 8.01, 9.01 · 8-K

American Water Works Company, Inc

AWKNYSEEQUITYCurrent

Other Events

Item 8.01. Other Events. On September 14, 2026, American Water Capital Corp. (“AWCC”), a wholly owned finance subsidiary of American Water Works Company, Inc. (“American Water”), agreed to sell $500.0 million aggregate principal amount of its 5.550% Senior Notes due 2033 (the “Notes”) pursuant to an underwriting agreement, dated September 14, 2026, by and among AWCC and American Water, and PNC Cap…

Filed Sep 16, 2026Accepted Sep 16, 2026, 3:14 PM EDTCIK 1410636Accession 0001193125-26-392966
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Company context

American Water (NYSE: AWK) is the largest regulated water and wastewater utility company in the United States. With a history dating back to 1886 and celebrating 140 years in 2026, American Water keeps life flowing by providing safe, clean, reliable and affordable drinking water and wastewater services to more than 14 million people with regulated operations in 14 states and on 19 military installations. American Water’s 7,000 talented professionals leverage their significant expertise and the company’s national size and scale to achieve excellent outcomes for the benefit of customers, employees, investors and other stakeholders.

Current securities

Recent company filings

  1. 425 filingSep 18, 2026
  2. 425 filingSep 17, 2026
  3. Other EventsSep 17, 2026
  4. 424B2 filingSep 15, 2026
  5. 424B5 filingSep 14, 2026

Disclosure sections

Items 8.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 8.01Item 8.01 - Other Events
Item 8.01. Other Events. On September 14, 2026, American Water Capital Corp. (“AWCC”), a wholly owned finance subsidiary of American Water Works Company, Inc. (“American Water”), agreed to sell $500.0 million aggregate principal amount of its 5.550% Senior Notes due 2033 (the “Notes”) pursuant to an underwriting agreement, dated September 14, 2026, by and among AWCC and American Water, and PNC Capital Markets LLC, Mizuho Securities USA LLC, RBC Capital Markets, LLC and U.S. Bancorp Investments, Inc., as representatives of the several underwriters named therein. The Notes have the benefit of a support agreement, dated June 22, 2000 and amended as of July 26, 2000, from American Water (the “Support Agreement”). The Notes and the obligations of American Water represented by the Support Agreement were registered under the Securities Act, pursuant to a Registration Statement on Form S-3 (File Nos. 333-277166-01 and 333-277166). At the closing of this offering, on September 16, 2026, AWCC received, after deduction of underwriting discounts and before deduction of offering expenses, net proceeds of approximately $496.6 million. AWCC intends to use the net proceeds of the offering (1) to repay at maturity $250.0 million aggregate principal amount of AWCC’s outstanding 3.000% senior notes, which are due on December 1, 2026; (2) to lend funds to American Water and its subsidiaries in the Regulated Businesses segment (which is comprised of utilities that provide water and wastewater services and are generally subject to regulation by state utility commissions or other entities engaged in utility regulation); (3) to repay a portion of the outstanding commercial paper obligations of AWCC; and (4) for general corporate purposes. The Notes were issued pursuant to the Indenture, dated as of December 4, 2009, by and between AWCC and Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association, as trustee, as supplemented by an officers’ certificate establishing the terms of the Notes. This Current Report on Form 8-K is being filed, in part, to report the closing of the offering of the Notes and to include, as exhibits, certain documents executed in connection with such registered public offering and sale.
Filed exhibits (1)
EX-4.1 (by filename) d36761dex41.htm

EX-4.1 3 d36761dex41.htm EX-4.1 EX-4.1 Exhibit 4.1 AMERICAN WATER CAPITAL CORP. OFFICERS’ CERTIFICATE September 16, 2026 5.550% SENIOR NOTES DUE 2033 PURSUANT TO SECTIONS 102 AND 301 OF THE INDENTURE IDENTIFIED BELOW The undersigned officers of American Water Capital Corp., a Delaware corporation (the “Company”), acting pursuant to an authorization contained in the unanimous written consent, dated September 2, 2026 of the Board of Directors of the Company (the “Board Resolutions”), and Sections 102 and 301 of the Indenture, dated as of December 4, 2009 (the “Indenture”, and unless otherwise defined herein, capitalized terms shall have the meanings ascribed to them therein), between the Company and Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association, as trustee (the “Trustee”), do hereby certify as follows: There is hereby established under the Indenture the following series of debt securities of the Company, and the terms of such series (the “Series”) are as follows: The Series shall be known and designated as the “5.550% Senior Notes due 2033” of the Company (the “Securities”); The terms of the Securities are as set for…

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