Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

Baker Capital Strategies

Free Registration

Register for access to news, tools, alerts and reports.

THEMA Basic included at launch.

Use at least 8 characters.

Current Report · Items 5.07, 9.01 · 8-K

NexGel, Inc

NXGLNASDAQEQUITYCurrent

Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On September 23, 2026, NexGel, Inc. (the “Company” ) held its 2026 Special Meeting of Stockholders (the “Special Meeting” ). At the Special Meeting, there were 6,200,043 shares of common stock represented in person or by proxy of the 9,747,663 shares of common stock entitled to be cast, constituting a quorum.…

Filed Sep 23, 2026Accepted Sep 23, 2026, 5:20 PM EDTCIK 1468929Accession 0001493152-26-043955
Share

Company context

Current securities

Recent company filings

  1. DEF 14A filingAug 24, 2026
  2. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsAug 21, 2026
  3. S-1 filingAug 20, 2026
  4. Results of Operations and Financial ConditionAug 17, 2026
  5. 10-Q filingAug 17, 2026

Registered securities in this filing

NEXGEL, INC. · 8-K · Filed 2026-09-23

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, par value $0.001

Symbol
NXGL
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: From2026-09-232026-09-23_custom_CommonStockParValue0.001Member

Dimensions: us-gaap:StatementClassOfStockAxis

Warrants to Purchase Common Stock

Symbol
NXGLW
Exchange
NASDAQ
Classification
WARRANT
Status
Current
Filing context

Context: From2026-09-232026-09-23_custom_WarrantsToPurchaseCommonStockMember

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000149315226043955 · 2 registered-security cover members

Read the exact SEC filing ↗

Disclosure sections

Items 5.07, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07. Submission of Matters to a Vote of Security Holders. On September 23, 2026, NexGel, Inc. (the “Company” ) held its 2026 Special Meeting of Stockholders (the “Special Meeting” ). At the Special Meeting, there were 6,200,043 shares of common stock represented in person or by proxy of the 9,747,663 shares of common stock entitled to be cast, constituting a quorum. The Company’s stockholders voted on the three proposals listed below, which proposals are described in detail in the Company’s definitive proxy statement filed with the U.S. Securities and Exchange Commission on August 24, 2026 (the “Proxy Statement” ), which is incorporated by reference herein. The final votes on the proposals presented at the Special Meeting are as follows: PROPOSAL 1: TO APPROVE AN AMENDMENT TO THE COMPANY’S EXISTING CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK FROM 25,000,000 UP TO 150,000,000, WITH THE BOARD OF DIRECTORS HAVING THE DISCRETION TO FILE SUCH AMENDMENT AT ANY TIME WITHIN ONE YEAR FOLLOWING STOCKHOLDER APPROVAL. Votes Votes Votes Broker For Against Abstaining Non-Votes ───────────────────────────────────────────────────────── 5,416,811 779,208 4,024 0 As a result, Proposal 1, the amendment to the Company’s Certificate of Incorporation to increase the number of authorized shares of common stock from 25,000,000 to up to 150,000,000 shares at the sole discretion of the Board of Directors, was approved by the Company’s stockholders. PROPOSAL 2: TO APPROVE AN AMENDMENT TO THE COMPANY’S EXISTING CERTIFICATE OF INCORPORATION TO EFFECT A DISCRETIONARY REVERSE STOCK SPLIT OF OUR COMMON STOCK AT A RATIO IN THE RANGE OF 1-FOR-2 TO 1-FOR-20, WITH THE EXACT RATIO TO BE DETERMINED BY THE BOARD OF DIRECTORS IN ITS SOLE DISCRETION AT ANY TIME WITHIN ONE YEAR FOLLOWING STOCKHOLDER APPROVAL. Votes Votes Votes Broker For Against Abstaining Non-Votes ───────────────────────────────────────────────────────── 5,450,308 747,210 2,525 0 As a result, Proposal 2, the amendment to the Company’s Certificate of Incorporation to effect a discretionary reverse stock split of the Company’s common stock at a ratio in the range of 1-for-2 to 1-for-20, was approved by the Company’s stockholders. PROPOSAL 3: TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2. Votes Votes Votes Broker For Against Abstaining Non-Votes ───────────────────────────────────────────────────────── 5,365,667 725,349 109,027 0 As a result, Proposal 3, the proposal to approve one or more adjournments of the Special Meeting to solicit additional proxies, was approved by the Company’s stockholders. As Proposals 1 and 2 each received sufficient votes for approval at the Special Meeting, no adjournment of the Special Meeting was necessary.