Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

Baker Capital Strategies

Free Registration

Register for access to news, tools, alerts and reports.

THEMA Basic included at launch.

Use at least 8 characters.

Current Report · Items 1.01, 2.03, 9.01 · 8-K

Brown-Forman Corporation

Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

Item 1.01. Entry into a Material Definitive Agreement. On September 21, 2026, Brown-Forman Corporation (the “Company”) completed the sale of $500,000,000 aggregate principal amount of 5.375% Notes due 2031 (the “Notes”).…

Filed Sep 21, 2026Accepted Sep 21, 2026, 4:15 PM EDTCIK 14693Accession 0001193125-26-396679
Share

Company context

Current securities

Recent company filings

  1. 424B2 filingSep 18, 2026
  2. FWP filingSep 17, 2026
  3. 424B3 filingSep 17, 2026
  4. 10-Q filingSep 2, 2026
  5. Results of Operations and Financial ConditionSep 2, 2026

Registered securities in this filing

BROWN FORMAN CORP · 8-K · Filed 2026-09-21

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Class A Common Stock (voting), $0.15 par value

Symbol
BFA
Exchange
NYSE
Classification
COMMON
Filing context

Context: duration_2026-09-17_to_2026-09-17_us-gaap-StatementClassOfStockAxis_us-gaap-CommonStockMember

Dimensions: us-gaap:StatementClassOfStockAxis

Class B Common Stock (nonvoting), $0.15 par value

Symbol
BFB
Exchange
NYSE
Classification
COMMON
Filing context

Context: duration_2026-09-17_to_2026-09-17_us-gaap-StatementClassOfStockAxis_us-gaap-CommonClassBMember

Dimensions: us-gaap:StatementClassOfStockAxis

2.600% Notes due 2028

Symbol
BF28
Exchange
NYSE
Classification
DEBT
Filing context

Context: duration_2026-09-17_to_2026-09-17_us-gaap-StatementClassOfStockAxis_us-gaap-DeferrableNotesMember

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000119312526396679 · 3 registered-security cover members

Read the exact SEC filing ↗

Disclosure sections

Items 1.01, 2.03, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01. Entry into a Material Definitive Agreement. On September 21, 2026, Brown-Forman Corporation (the “Company”) completed the sale of $500,000,000 aggregate principal amount of 5.375% Notes due 2031 (the “Notes”). The Company intends to use the net proceeds from this offering for general corporate purposes, which may include dividends, repurchases of stock by the Company pursuant to any authorized stock repurchase program or otherwise, repaying, redeeming, or repurchasing existing debt, including commercial paper, and for working capital, capital expenditures, acquisitions, and funding its pension plan obligations. The Notes were sold pursuant to an underwriting agreement (the “Underwriting Agreement”), dated September 17, 2026, among the Company, Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and U.S. Bancorp Investments, Inc., as representatives of the several underwriters named therein (collectively, the “Underwriters”). The Underwriting Agreement contains customary representations, warranties and agreements of the Company, conditions to closing, indemnification rights and obligations of the parties and termination provisions. The Notes were issued pursuant to an indenture (the “base indenture”), dated as of April 2, 2007, as supplemented by a first supplemental indenture, dated as of December 13, 2010, and a second supplemental indenture, dated as of June 24, 2015 (collectively, with the base indenture, the “Indenture”), between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (the “Trustee”). Pursuant to the Indenture, the Company executed an Officers’ Certificate, dated September 21, 2026 (the “Officers’ Certificate”), setting forth the terms of the Notes. Interest on the Notes will accrue at the rate of 5.375% per year. Interest on the Notes will be payable semi-annually in arrears on April 15 and October 15 of each year, beginning April 15, 2027. The Notes will mature on October 15, 2031. The Indenture provides for customary events of default and further provides that the Trustee or the holders of 51% or more in aggregate principal amount of the outstanding Notes of a series may declare such Notes immediately due and payable upon the occurrence of any event of default after expiration of any applicable grace period. The Notes were offered and sold by the Company pursuant to its automatic shelf registration statement, as defined in Rule 405 of the Securities Act of 1933, as amended, on Form S-3 (File No. 333-294143), filed with the Securities and Exchange Commission on March 9, 2026. The above description of the Underwriting Agreement, the Indenture, and the Notes is qualified in its entirety by reference to the Underwriting Agreement, the Indenture, the Officers’ Certificate pursuant to the Indenture setting forth the terms of the Notes, and the form of 5.375% Note due 2031 representing the Notes, which are filed as exhibits to this report and are incorporated herein by reference or are otherwise incorporated into this report by reference. The Underwriters and their affiliates have provided and, in the future, may continue to provide investment banking, commercial banking, and other financial services, including the provision of credit facilities, to the Company in the ordinary course of business for which they have received and will receive customary compensation. Some of the Underwriters or their affiliates are lenders under the Company’s $900 million revolving credit facility. U.S. Bank National Association is the administrative agent under the Company’s $900 million revolving credit facility and is an affiliate of U.S. Bancorp Investments, Inc., one of the Underwriters. The Trustee is also an affiliate of U.S. Bancorp Investments, Inc.
Item 2.03Item 2.03 - Creation of Direct Financial Obligation
Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth under “Item 1.01. Entry into a Material Definitive Agreement” of this Current Report on Form 8-K regarding the Notes is hereby incorporated by reference into this Item 2.03, to the extent that it relates to the creation of a direct financial obligation.
Filed exhibits (2)
EX-4.4 (by filename) d178040dex44.htm

Exhibit 4.4 September 21, 2026 U.S. Bank Trust Company, National Association, as Trustee 435 N. Whittington Parkway Louisville, Kentucky 40222 Re: Brown-Forman Corporation, Company Order and Officers’ Certificate Ladies and Gentlemen: Pursuant to Sections 1.02, 2.02, 3.01 and 3.03 of the indenture, dated as of April 2, 2007 (the “Base Indenture”), between Brown-Forman Corporation (the “Company”) and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (the “Trustee”), as supplemented by the first supplemental indenture, dated as of December 13, 2010, between the Company and the Trustee and the second supplemental indenture, dated as of June 24, 2015, between the Company and the Trustee (collectively with the Base Indenture, the “Indenture”), you, as Trustee, are hereby authorized and directed to authenticate and deliver an aggregate principal amount of $500,000,000 of the Company’s 5.375% Notes due 2031 (the “Notes”) in the form attached hereto as Exhibit A. In connection therewith, each of the undersigned, the Executive Vice President and Chief Financial Officer and Senior Vice President, Chief Accounting Off

Open exhibit ↗
EX-4.5 (by filename) d178040dex45.htm

Exhibit 4.5 UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION, TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL BECAUSE THE REGISTERED OWNER HEREOF, CEDE & CO. HAS AN INTEREST HEREIN. THIS SECURITY IS A SECURITY IN GLOBAL FORM WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY TRUST COMPANY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN CERTIFICATED FORM, THIS SECURITY MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TRUST COMPANY TO A NOMINEE THEREOF, OR BY A NOMINEE THEREOF TO THE DEPOSITORY TRUST COMPANY OR ANOTHER NOMINEE OF THE DEPOSITORY TRUST COMPANY, OR BY

Open exhibit ↗