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Current Report · Items 1.01, 3.02, 9.01 · 8-K

Cryomass Technologies, Inc.

Entry into a Material Definitive Agreement · Unregistered Sales of Equity Securities

Item 1.01 Unregistered Sale of Equity Securities On May 2, 2025 Cyomass Technologies Inc (the “Company”) entered into a subscription agreement with a domestic accredited investor (“Subscription Agreement”), a form of which is attached hereto and incorporated by reference, pursuant to which the Company issued and sold to an accredited investor, in the initial tranche of a non-brokered private place…

Filed May 8, 2025Accepted May 7, 2025, 1:33 PM EDTCIK 1533030Accession 0001213900-25-040738
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Recent company filings

  1. Other EventsAug 4, 2025
  2. NT 10-K filingApr 1, 2025
  3. Regulation FD DisclosureFeb 26, 2025
  4. 10-Q filingNov 8, 2024
  5. 10-Q filingAug 14, 2024

Disclosure sections

Items 1.01, 3.02, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 1.01Item 1.01 - Entry into Material Agreement
Item 1.01 Unregistered Sale of Equity Securities On May 2, 2025 Cyomass Technologies Inc (the “Company”) entered into a subscription agreement with a domestic accredited investor (“Subscription Agreement”), a form of which is attached hereto and incorporated by reference, pursuant to which the Company issued and sold to an accredited investor, in the initial tranche of a non-brokered private placement (the “Private Placement”), 17,777,778 Units (“Units”), each Unit representing (1) 1 Common Stock purchase warrant exercisable to purchase one share of the Corporation’s common stock per Warrant (each such share a “Warrant Share”) at an exercise price of US$0.03375 per Warrant Share (the “Warrant”), substantially in the form attached to the Subscription Agreement as Appendix C, and (2) 1 Pre-Funded Common Stock purchase warrant exercisable to purchase one Warrant Share at an exercise price of US$0.0001 per Warrant Share (the “PFW”), substantially in the form attached to the Subscription Agreement as Appendix E for net proceeds of US$400,000. This Current Report on Form 8-K is neither an offer to sell nor a solicitation of an offer to buy any securities and shall not constitute an offer, solicitation, or sale in any jurisdiction in which such offer, solicitation, or sale is unlawful. Any securities offered and sold under the Private Placement have not been, and will not be, registered under the Securities Act, or any state securities laws, and accordingly, may not be offered or sold within the United States except in compliance with the registration requirements of the Securities Act and applicable state securities requirements or pursuant to exemptions therefrom. In issuing the Units pursuant to the respective agreements, the Company relied on the exemptions from registration under Section 4(a)(2), Rule 506 of Regulation D and Regulation S under the Securities Act. The foregoing descriptions of the Subscription Agreement do not purport to be complete and are qualified in their entirety by reference to such agreements and documents, substantially in the forms filed herewith as Exhibit 10.1, respectively, to this Current Report on Form 8-K, which are incorporated herein by reference
Item 3.02Item 3.02 - Unregistered Sales of Equity
Item 3.02 Unregistered Sale of Equity Securities. The information set forth in Item 1.01 of this Current Report on Form 8-K concerning the offer and sale of the shares of Units pursuant to the Subscription Agreement is incorporated herein by reference. The Units under the Subscription Agreement as described in Item 1.01 were offered and sold by the Company in reliance upon an exemption from registration pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended, and Rule 506(b) of Regulation D thereunder. Item 9.01. Financial Statements and Exhibits. Exhibit Description Number ──────────────────────────────────────────────────────────────────────────────────────────── 10.1 Form of Subscription Agreement 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) NOTE REGARDING FORWARD LOOKING STATEMENTS Any statements in this Current Report on Form 8-K or any exhibit hereto about future expectations, plans, and prospects for the Company, including statements about Company’s future expectations, beliefs, goals, plans, or prospects, constitute “forward-looking statements” within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act. In some cases you can identify forward-looking statements because they contain words such as “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intend,” “may,” “might,” “likely,” “plan,” “potential,” “predict,” “project,” “seek,” “should,” “target,” “will,” “would,” or similar expressions and the negatives of those terms. These forward-looking statements involve risks, uncertainties, and assumptions that could cause actual performance or results to differ materially from those expressed or suggested by the forward-looking statements. If any of these risks or uncertainties materialize, or if any of Company’s assumptions prove incorrect, its actual results could differ materially from the results expressed or implied by these forward-looking statements. These risks and uncertainties include risks associated with: Company’s ability to achieve or maintain profitability, and to effectively manage its anticipated growth; and the risks described in the other filings Company makes with the Securities and Exchange Commission from time to time, including the risks described under the heading “Risk Factors” in Company’s Annual Report on Form 10-K for the year ended December 31, 2023 and subsequent quarterly reports on Form 10-Q, and which should be read in conjunction with its financial results and forward-looking statements. All forward-looking statements in this Current Report on Form 8-K or any exhibit hereto are based on information available to Company as of the date hereof, and it does not assume any obligation to update the forward-looking statements provided to reflect events that occur or circumstances that exist after the date on which they were made, except as required by law.