Current Report · Items 5.02, 7.01, 9.01 · 8-K
TRIPLEPOINT VENTURE GROWTH BDC CORP.
TPVGNYSEEQUITYCurrent
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD Disclosure
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On September 15, 2026, Sajal K. Srivastava notified TriplePoint Venture Growth BDC Corp.…
Filed Sep 21, 2026Accepted Sep 21, 2026, 2:22 PM EDTCIK 1580345Accession 0001580345-26-000030
Company context
TriplePoint Venture Growth BDC Corp. is an externally-managed business development company focused on providing customized debt financing with warrants and direct equity investments to venture growth stage companies in technology and other high growth industries backed by a select group of venture capital firms. The Company’s sponsor, TriplePoint Capital, is a Sand Hill Road-based global investment platform which provides customized debt financing, leasing, direct equity investments and other complementary solutions to venture capital-backed companies in technology and other high growth industries at every stage of their development with unparalleled levels of creativity, flexibility and service. For more information about TriplePoint Venture Growth BDC Corp., visit https://www.tpvg.com. For more information about TriplePoint Capital, visit https://www.triplepointcapital.com.
Current securities
Registered securities in this filing
TriplePoint Venture Growth BDC Corp. · 8-K · Filed 2026-09-21
As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.
Common Stock, par value $0.01 per share
- Exchange
- NYSE
- Classification
- COMMON
- Status
- Current
Filing context
Context: c-1
Dimensions: Not supplied
Accession 000158034526000030 · 1 registered-security cover member
Read the exact SEC filing ↗Disclosure sections
Items 5.02, 7.01, 9.01Select an item to read the extracted section. The as-filed document remains the primary evidence.
Item 5.02Item 5.02 - Departure/Election of Directors
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 15, 2026, Sajal K. Srivastava notified TriplePoint Venture Growth BDC Corp. (the “Company”) of his intention to resign from his positions as (1) a member of the Company’s Board of Directors (the “Board”) and (2) President and Chief Investment Officer of the Company, in each case effective as of the close of business on December 31, 2026. To assist in an orderly transition, Mr. Srivastava will continue to serve in his current roles during the transition period. His resignation is not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.
On September 18, 2026, on the recommendation of its Nominating and Corporate Governance Committee, the Board decreased the size of the Board to seven members from eight members, effective as of the close of business on December 31, 2026.
On September 18, 2026, the Board appointed Ian Schworer to serve as Chief Investment Officer of the Company, effective as of the close of business on December 31, 2026.
Mr. Schworer, 45, will also serve as the Chief Investment Officer of TriplePoint Private Venture Credit Inc., a business development company, TriplePoint Capital LLC (“TPC”) and TriplePoint Advisers LLC, effective as of December 31, 2026. Mr. Schworer has worked at TPC in various capacities since 2014. Mr. Schworer has more than 20 years of experience working in a variety of venture capital, investment banking, management consulting and computer & systems engineering roles. He has significant experience investing in and advising high-growth technology companies. At TPC, Mr. Schworer currently serves as Chief Credit Officer, U.S., overseeing all U.S. Investment and Credit Underwriting functions. Mr. Schworer is also an integral member of the firm’s Credit Committee. Prior to joining TPC, Mr. Schworer was an investment banker in Barclays Capital’s Technology, Media and Telecommunication (TMT) group, a management consultant for Booz Allen Hamilton and an electrical engineer at Lockheed Martin and Intel. Mr. Schworer has an M.B.A. from U.C. Berkeley - Haas School of Business and a M.S in Electrical Engineering and a B.S in Computer Engineering from Virginia Tech.
The Company will not pay cash compensation or provide other benefits directly to Mr. Schworer. Mr. Schworer is an employee of TPC, the direct sole owner of the Company’s investment adviser and the indirect sole owner of the Company’s administrator.
Mr. Schworer: (i) was not appointed as the Company’s Chief Investment Officer pursuant to any arrangement or understanding with any other person; (ii) does not have a family relationship with any of the Company’s directors or other executive officers; and (iii) other than as disclosed herein, has not engaged, since the beginning of the Company’s last fiscal year, nor currently proposes to engage, in any transaction in which the Company was or is a participant.
Item 7.01Item 7.01 - Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure.
On September 21, 2026, the Company issued a press release announcing the above management transition. A copy of the press release is furnished herewith as Exhibit 99.1.
The information in this Item 7.01, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.