Current Report · Items 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 9.01 · 8-K
RF Acquisition Corp.
Termination of a Material Definitive Agreement · Completion of Acquisition or Disposition of Assets · Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing · Material Modification to Rights of Security Holders · Changes in Control of Registrant · Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
Item 1.02. Termination of a Material Definitive Agreement. The information set forth in the Introductory Note of this Current Report on Form 8-K is incorporated herein by reference. On the Closing Date, in connection with the consummation of the Mergers, RFAC terminated, in accordance with its terms, that certain Investment Management Trust Agreement, between RFAC and Continental Stock Transfer &…
Company context
Recent company filings
- SCHEDULE 13G/A - filed by Lighthouse Investment Partners, LLC regarding RF Acquisition Corp.May 15, 2025
- SCHEDULE 13G/A - filed by WOLVERINE ASSET MANAGEMENT LLC regarding RF Acquisition Corp.Mar 6, 2025
- SCHEDULE 13G/A - filed by Yakira Capital Management, Inc. regarding RF Acquisition Corp.Feb 20, 2025
- 15-12G filingFeb 14, 2025
- 425 filingFeb 14, 2025
Disclosure sections
Item 1.02Item 1.02 - Termination of Material Agreement
Item 1.02. Termination of a Material Definitive Agreement.
The information set forth
in the Introductory Note of this Current Report on Form 8-K is incorporated herein by reference.
On the Closing Date, in connection
with the consummation of the Mergers, RFAC terminated, in accordance with its terms, that certain Investment Management Trust Agreement,
between RFAC and Continental Stock Transfer & Trust Company (“Continental”), pursuant to which Continental
invested the proceeds of RFAC’s initial public offering in a trust account.
Item 2.01Item 2.01 - Completion of Acquisition
Item 2.01. Completion of Acquisition or Disposition of Assets.
The information set forth
in the Introductory Note and Item 1.02 of this Current Report on Form 8-K is incorporated by reference herein.
Item 3.01Item 3.01 - Notice of Delisting
Item 3.01. Notice of Delisting or Failure to
Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
The information set forth
in the Introductory Note and Item 2.01 of this Current Report on Form 8-K is incorporated by reference herein.
In connection with the consummation
of the Mergers, on the Closing Date, RFAC notified the Nasdaq Stock Market LLC (“Nasdaq”) that the Mergers had become
effective and that RFAC’s outstanding securities had been converted into Pubco Ordinary Shares and PubCo Warrants. RFAC requested
that Nasdaq delist the RFAC Class A Common Stock, RFAC Warrants, RFAC Rights, and RFAC Units and, as a result, trading of the securities
on Nasdaq was suspended at approximately 5:00 p.m. on February 13, 2025. On February 13, 2025, Nasdaq, on behalf of RFAC,
filed a notification of removal from listing and registration on Form 25, thereby commencing the process of delisting the RFAC Class A
Common Stock, RFAC Warrants, RFAC Rights, and RFAC Units from Nasdaq and deregistering the securities under Section 12(g) of
the Securities Exchange Act of 1934, as amended.
Item 3.03. Material Modification to Rights
of Security Holders.
The information set forth
in the Introductory Note and Item 2.01 and Item 3.01 above and Item 5.01 below of this Current Report on Form 8-K is incorporated
by reference into this Item 3.03.
Item 5.01. Changes in Control of Registrant.
The information set forth
in the Introductory Note and Item 2.01 of this Current Report on Form 8-K is incorporated by reference into this Item 5.01.
As a result of the consummation
of the Mergers, a change in control of RFAC occurred. Following the consummation of the Mergers, RFAC became a wholly owned subsidiary
of Pubco.
Item 3.03Item 3.03 - Material Modification to Rights
Item 3.03. Material Modification to Rights
of Security Holders.
The information set forth
in the Introductory Note and Item 2.01 and Item 3.01 above and Item 5.01 below of this Current Report on Form 8-K is incorporated
by reference into this Item 3.03.
Item 5.01Item 5.01 - Changes in Control
Item 5.01. Changes in Control of Registrant.
The information set forth
in the Introductory Note and Item 2.01 of this Current Report on Form 8-K is incorporated by reference into this Item 5.01.
As a result of the consummation
of the Mergers, a change in control of RFAC occurred. Following the consummation of the Mergers, RFAC became a wholly owned subsidiary
of Pubco.
Item 5.02Item 5.02 - Departure/Election of Directors
Item 5.02. Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
The information set forth
in the Introductory Note and Item 2.01 of this Current Report on Form 8-K is incorporated by reference herein.
In accordance with the terms
of the Merger Agreement, and effective as of the Closing Date, each of RFAC’s officers and directors resigned as a member of RFAC’s
board of directors and/or from each officer position previously held, as applicable. These resignations were not a result of any disagreement
between RFAC and the officers and directors on any matter relating to RFAC’s operations, policies or practices.