Common stock, par value $0.0001 per share
- Symbol
- CLDI
- Exchange
- NYSEAMER
- Classification
- COMMON
- Status
- Current
Current Report · Items 3.01, 8.01, 9.01 · 8-K
CLDINYSE_AMERICANEQUITYCurrent
Item 8.01 Other Events. On September 25, 2026, the Company issued a press release relating to the matters described in Item 3.01 of this Current Report on Form 8-K, a copy of which is attached hereto as Exhibit 99.1. Forward-Looking Statements This Current Report on Form 8-K (including Exhibit 99.1) contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995.…
We are a clinical stage biotechnology company developing genetic medicines and proprietary genetically-engineered oncolytic viruses. We are currently developing RedTail, an enveloped vaccinia virus platform designed to deliver genetic medicine to tumor sites, and two proprietary stem cell-based oncolytic virus platforms (SuperNova and NeuroNova). The RedTail platform is expected to open an IND by the end of 2026 with the first compound (CLD-401) delivering IL-15 superagonist to the tumor microenvironment (“TME”).
CALIDI BIOTHERAPEUTICS, INC. · 8-K · Filed 2026-09-25
Exhibit 99.1 Calidi Biotherapeutics Received NYSE American Notification Letter Regarding Stockholders’ Equity Deficiency SAN DIEGO, September 25, 2026 - Calidi Biotherapeutics, Inc. (NYSE American: CLDI) (“Calidi” or the “Company”), a biotechnology company pioneering the development of targeted genetic medicines, today announced that on September 21, 2026, the Company received a notice (the “Notice”) from the staff of NYSE American LLC (the “NYSE American”) that the Company was not in compliance with the NYSE American’s continued listing standards in Part 10, Section 1003(a)(ii)of the NYSE American Company Guide (the “Company Guide”)requiring a company to have stockholders’ equity of at least $4.0 million if it has reported losses from continuing operations and/or net losses in three of its four most recent fiscal years. The Notice also indicates that the Company is not currently eligible for any exemption in Section 1003(a) of the Company Guide (including the exemption provided for companies with total value of market capitalization exceeding $50 million among other things). In connection with its non-compliance with Section 1003(a)(ii), the Company must submit a plan (the “Pla…
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