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Current Report · Items 3.03, 5.03, 7.01, 9.01 · 8-K

Trio Petroleum Corp.

TPETNYSE_AMERICANEQUITYCurrent

Material Modification to Rights of Security Holders · Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year · Regulation FD Disclosure

Item 3.03 Material Modification to Rights of Security Holders. To the extent required by Item 3.03 of Form 8-K, the information contained in Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference.

Filed Aug 18, 2026Accepted Aug 18, 2026, 4:27 PM EDTCIK 1898766Accession 0001493152-26-039017
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Company context

Trio LLC is a licensed Operator in California and currently operates the South Salinas Project and the McCool Ranch Oil Field on behalf of TPET and other working interest owners. Trio LLC operates these assets pursuant to joint operating agreements (“JOAs”) between and among Trio LLC and the non-operating, third-party, working interest owners. The non-operating parties have agreed under the JOAs to have the Operator explore and develop these assets for the production of oil and gas as provided thereunder. Trio LLC, as Operator, generally conducts and has significant control of operations, subject to the limitations and constraints of the JOAs, and acts in the capacity of an independent contractor. Operator is obligated to conduct its activities under the JOAs as a reasonable prudent operator, in good workmanlike manner, with due diligence and dispatch, in accordance with good oilfield practices, and in compliance with applicable laws and regulations.

Current securities

Recent company filings

  1. Entry into a Material Definitive Agreement · Regulation FD DisclosureSep 21, 2026
  2. 10-Q filingSep 9, 2026
  3. Entry into a Material Definitive AgreementJul 1, 2026
  4. 4 filingJun 12, 2026
  5. 10-Q filingJun 11, 2026

Disclosure sections

Items 3.03, 5.03, 7.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 3.03Item 3.03 - Material Modification to Rights
Item 3.03 Material Modification to Rights of Security Holders. To the extent required by Item 3.03 of Form 8-K, the information contained in Item 5.03 of this Current Report on Form 8-K is incorporated herein by reference.
Item 5.03Item 5.03 - Amendments to Articles/Bylaws
Item 5.03 Amendment to Articles of Incorporation or Bylaws, Change in Fiscal Year. As previously announced, on May 21, 2026, Trio Petroleum Corp (the “Company”) held its 2026 annual meeting of stockholders (the “Annual Meeting”), at which the Company’s stockholders approved a proposal to amend the Company’s Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) to effect a reverse stock split of its issued and outstanding shares of common stock, par value $0.0001 per share, at a ratio not less than one-for-two and not more than one-for-ten, with the final ratio to be determined in the sole discretion of the Board of Directors of the Company (the “Board”). On August 12, 2026, the Board approved a one-for-nine (1:9) reverse stock split of the Company’s issued and outstanding shares of common stock (the “Reverse Stock Split” ). The Company intends to file with the Secretary of State of the State of Delaware a Certificate of Amendment to its Certificate of Incorporation (the “Certificate of Amendment” ) on August 28, 2026 to effect the Reverse Stock Split. The Reverse Stock Split will become effective as of 4:30 p.m., Eastern Time, on August 28, 2026, and the Company’s common stock will begin trading on a split-adjusted basis when the market opens on August 31, 2026. When the Reverse Stock Split becomes effective, every nine (9) shares of the Company’s issued and outstanding common stock will automatically be converted into one share of common stock, without any change in the par value per share. In addition, (i) a proportionate adjustment will be made to the per share exercise price and the number of shares issuable upon the exercise of all outstanding stock options and warrants to purchase shares of common stock, to the extent that the exercise price of such warrants is not based solely on the market price of the common stock at the time of exercise, (ii) a proportionate adjustment will be made to any fixed conversion prices for other convertible securities of the Company and (iii) the number of shares reserved for issuance pursuant to the Company’s equity incentive plans will also be reduced proportionately. Stockholders who would otherwise be entitled to receive fractional shares because they hold a number of shares of common stock not evenly divisible by the applicable Reverse Stock Split ratio will be entitled to receive a cash payment in lieu thereof at a price equal to the fraction of a share to which the stockholder would otherwise be entitled multiplied by the closing price of the common stock as reported on the NYSE American on the effective date of such Reverse Stock Split. The Company’s common stock will continue to trade on the NYSE American LLC under the symbol “TPET.” The new CUSIP number for common stock following the Reverse Stock Split will be 89669L306. VStock Transfer, LLC, the Company’s transfer agent, will also act as the exchange agent for the Reverse Stock Split. For more information about the Reverse Stock Split, see the Company’s Definitive Proxy Statement on Schedule 14A, which was filed and accepted by the Securities and Exchange Commission on April 6, 2026, the relevant portions of which are incorporated herein by reference. A copy of the form of Certificate of Amendment is attached as Exhibit 3.1 hereto and incorporated herein by reference. Item 7.01. Regulation FD Disclosure. On August 18, 2026, the Company issued a press release announcing the Reverse Stock Split. The press release is furnished as Exhibit 99.1 and incorporated by reference herein. The information in this Item 7.01, including Exhibit 99.1 attached hereto, is being furnished, shall not be deemed “filed” for any purpose, and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as expressly set forth by specific reference in such a filing.
Filed exhibits (1)
EX-99.1 (by filename) ex99-1.htm

EX-99.1 3 ex99-1.htm EX-99.1 EXHIBIT 99.1 Trio Petroleum Corp Announces Proactive Reverse Stock Split and Provides Shareholder Update on Acquisition and Drilling Strategy Boca Raton, Florida - August 18, 2026 (GLOBE NEWSWIRE) - Trio Petroleum Corp (NYSE American: TPET) (“Trio” or the “Company”) is pleased to provide shareholders with an update on its growth strategy and also that it will proceed proactively with a 1-for-9 reverse stock split of its outstanding shares of common stock (“Reverse Stock Split”) to protect its NYSE American listing. The Reverse Stock Split is expected to become effective at 4:30 p.m. Eastern Time on August 28, 2026 and Trio’s common stock is expected to begin trading on a post-split basis at the market open on August 31, 2026 under the same symbol (TPET) and with the new CUSIP number 89669L306. When the Reverse Stock Split is effective, every nine (9) shares of Trio’s issued and outstanding common stock will be combined automatically into one (1) share of common stock. The Reverse Stock Split will apply equally to all outstanding shares of common stock, and each stockholder will hold the same percentage of common stock outstanding immediately fo…

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