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Current Report · Items 2.02, 7.01, 9.01 · 8-K

Rand Capital Corporation

RANDNASDAQEQUITYCurrent

Results of Operations and Financial Condition · Regulation FD Disclosure

Item Results 2.02. of Operations and Financial Condition. On August 5, 2026, Rand Capital Corporation (the “Company”) issued a press release announcing its results for the second quarter ended June 30, 2026. A copy of the release is furnished with this report as Exhibit 99.1 and is incorporated by reference into this Item 2.02.…

Filed Aug 5, 2026Accepted Aug 5, 2026, 8:10 AM EDTCIK 81955Accession 0001493152-26-036108
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Company context

Current securities

Recent company filings

  1. 40-17F2 filingSep 16, 2026
  2. 10-Q filingAug 5, 2026
  3. 40-17G filingJul 31, 2026
  4. 10-Q filingMay 6, 2026
  5. Results of Operations and Financial Condition · Regulation FD DisclosureMay 6, 2026

Disclosure sections

Items 2.02, 7.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 2.02Item 2.02 - Results of Operations
Item Results 2.02. of Operations and Financial Condition. On August 5, 2026, Rand Capital Corporation (the “Company”) issued a press release announcing its results for the second quarter ended June 30, 2026. A copy of the release is furnished with this report as Exhibit 99.1 and is incorporated by reference into this Item 2.02. The information contained in this report under Item 2.02 is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. The information contained in this report under Item 2.02 shall not be incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 7.01Item 7.01 - Regulation FD Disclosure
Item Regulation 7.01. FD Disclosure. The Company has updated its earnings conference call slide presentation for second quarter ended June 30, 2026, and will make it available on the Company’s website at www.randcapital.com, under “Investors”. The slide presentation will be referenced during the Company’s earnings conference call. The information found on, or otherwise accessible through, the Company’s website is not incorporated by reference herein.
Filed exhibits (1)
EX-99.1 (by filename) ex99-1.htm

EX-99.1 2 ex99-1.htm EX-99.1 Exhibit 99.1 NEWS RELEASE 14 Lafayette Square, Suite 1405 ● Buffalo, New York 14203 FOR IMMEDIATE RELEASE Rand Capital Reports Second Quarter Fiscal Year 2026 Results Total investment income was $1.4 million compared with $1.6 million in the prior-year period, primarily reflecting the impact of non-accruals Net asset value (NAV) per share was $17.33 at June 30, 2026 Realized gain of $959,000 during the quarter from portfolio exit Deployed $6.9 million into two new portfolio investments during the quarter Declared quarterly dividend of $0.29 per share for third quarter 2026 BUFFALO, NY, August 5, 2026 - Rand Capital Corporation (Nasdaq: RAND) (“Rand” or the “Company”), a business development company providing alternative financing for lower middle market companies, announced its results for the second quarter ended June 30, 2026. “Our second quarter results reflected continued progress as we selectively deployed capital into new income-producing investments while actively managing the portfolio,” said Daniel P. Penberthy, President and Chief Executive Officer of Rand. “During the quarter, we committed $6.9 million t…

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