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Current Report · Items 7.01, 9.01 · 8-K

Capstone Holding Corp.

CAPSNASDAQEQUITYCurrent

Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure On December 15, 2025, Capstone Holding Corp. (the “Company”) prepared and published an investor presentation outlining its 2026 strategy update. A copy of the presentation materials is attached hereto as Exhibit 99.1 and is incorporated herein by reference.…

Filed Dec 15, 2025Accepted Dec 15, 2025, 7:30 AM ESTCIK 887151Accession 0001213900-25-121453
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Company context

We are an “emerging growth company” as defined in Jumpstart Our Business Startups Act of 2012 (the “JOBS Act”). As an emerging growth company, we are eligible to take advantage of certain exemptions from various reporting requirements that are applicable to other public companies that are not emerging growth companies, including, but not limited to: (1) presenting only two years of audited financial statements in addition to any required unaudited interim financial statements with correspondingly reduced “Management’s Discussion and Analysis of Financial Condition and Results of Operations” disclosure in this prospectus; (2) not being required to comply with the auditor attestation requirements of Section 404 of the Sarbanes-Oxley Act of 2002 (the “Sarbanes-Oxley Act”); (3) having reduced disclosure obligations regarding executive compensation; (4) being exempt from the requirements to hold a non-binding advisory vote on executive compensation or to seek stockholder approval of any golden parachute payments not previously approved; and (5) not being required to adopt certain accounting standards applicable to public companies until those standards would otherwise apply to private companies.

Current securities

Recent company filings

  1. PRE 14C filingSep 14, 2026
  2. Regulation FD DisclosureAug 27, 2026
  3. Results of Operations and Financial Condition · Regulation FD DisclosureAug 12, 2026
  4. 10-Q/A filingAug 12, 2026
  5. 10-Q/A filingAug 12, 2026

Disclosure sections

Items 7.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 7.01Item 7.01 - Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure On December 15, 2025, Capstone Holding Corp. (the “Company”) prepared and published an investor presentation outlining its 2026 strategy update. A copy of the presentation materials is attached hereto as Exhibit 99.1 and is incorporated herein by reference. The information set forth in Item 7.01, including Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of the general incorporation language contained in such filing, except as expressly set forth by specific reference in such a filing. Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Exhibits Number 99.1 Capstone Holding Corp. Investor Presentation (December 2025) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
Filed exhibits (1)
EX-99.1 (by filename) ea026965301ex99-1_capstone.htm

EX-99.1 2 ea026965301ex99-1_capstone.htm CAPSTONE HOLDING CORP. INVESTOR PRESENTATION (DECEMBER 2025) Exhibit 99.1 CAPSTONE HOLDING CORP : North America’s Premier Building Products Distribution Platform December 2025 BUILT TO DELIVER. POSITIONED TO ACQUIRE. READY TO SCALE. Strategy Update Legal Disclosure & Disclaimer This presentation includes forward - looking statements within the meaning of the Private Securities Litigation Reform Act that reflect our current views with respect to, among other things, our operations, business strategy, interpretation of prior development activities, plans to develop and commercialize our products and services, potential market opportunity, financial performance and needs for additional financing. We have used words like "anticipate," "believe," "could,“ "estimate," "expect," "future," "intend," "may," "plan," "potential," "project," "will," and similar terms and phrases to identify forward - looking statements in this presentation. The forward - looking statements contained in this presentation are based on management's current expectations and are subject to substantial risks, uncertainty and changes in circumstances. Actual results may …

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