Company research
EQUUS TOTAL RETURN, INC.
CIK 878932Updated Nov 15, 2026
SecurityEQS · NYSE · equity
Name history
EQUUS II INC · through Aug 18, 2006EQUUS II INC ET AL · through Apr 22, 1997
EQS price & chart
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NYSE:EQS on TradingView ↗About the company
The Company is a business development company that trades as a closed-end fund on the New York Stock Exchange under the symbol "EQS". Additional information on the Company may be obtained from the Company’s website at www.equuscap.com. This press release may contain certain forward-looking statements regarding future circumstances. These forward-looking statements are based upon the Company’s current expectations and assumptions and are subject to various risks and uncertainties that could cause actual results to differ materially from those contemplated in such forward-looking statements including, in particular, the performance of the Company, including our ability to achieve our expected financial and business objectives, and the other risks and uncertainties described in the Company’s filings with the SEC. Actual results, events, and performance may differ. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as to the date hereof. Except as required by law, the Company undertakes no obligation to release publicly any revisions to these forward-looking statements that may be made to reflect events or circumstances after the dat…
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Recent filings
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing · Regulation FD Disclosure
Items 3.01, 7.01, 9.01
10-Q filing
Submission of Matters to a Vote of Security Holders
Items 5.07
SCHEDULE 13D - filed by Horberg Howard Todd regarding EQUUS TOTAL RETURN, INC.
Other Events
Items 8.01, 9.01
Show 5 more recent filings
Financials
FY 2025 · USDSource
Source
cash flow · annual statements
| Line item | Q4 2025 | Q4 2024 | Q3 2025 | Q3 2024 | Q2 2025 | Q2 2024 | Q1 2025 | Q1 2024 | FY 2025 | FY 2024 | FY 2023 | FY 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash flows from operating activities: | ||||||||||||
| Net Income (Loss), Including Portion Attributable to Noncontrolling InterestUSD | — | — | -8,101,000Source | -9,627,000Source | — | — | 3,943,000Source | -2,395,000Source | — | — | 12,949,000Source | -1,128,000Source |
| Adjustments to reconcile net income to net cash provided by operating activities: | ||||||||||||
| Share-based Payment Arrangement, Noncash ExpenseUSD | — | — | — | 429,000Source | 433,000Source | 477,000Source | — | — | 270,000Source | 1,761,000Source | 0Source | 0Source |
| Changes in operating assets and liabilities: | ||||||||||||
| Increase (Decrease) in Accounts ReceivableUSD | — | — | — | — | — | — | 346,000Source | 0Source | -180,000Source | 539,000Source | 0Source | 0Source |
| Deferred Income Tax Expense (Benefit)USD | — | — | — | — | — | — | — | — | 0Source | 0Source | — | — |
| Net Cash Provided by (Used in) Operating ActivitiesUSD | — | — | — | — | — | — | -1,595,000Source | -11,418,000Source | -2,129,000Source | 38,234,000Source | -51,359,000Source | -7,704,000Source |
| Cash flows from financing activities: | ||||||||||||
| Net Cash Provided by (Used in) Financing ActivitiesUSD | — | — | — | — | — | — | 2,000,000Source | 8,015,000Source | 2,000,000Source | -44,955,000Source | 39,058,000Source | 3,498,000Source |
| Cash, Cash Equivalents, Restricted Cash and Restricted Cash EquivalentsUSD | — | — | 329,000Source | 1,699,000Source | 69,000Source | 2,417,000Source | 668,000Source | 3,580,000Source | 133,000Source | 262,000Source | 6,983,000Source | 19,284,000Source |
| Supplemental disclosure of cash flow information: | ||||||||||||
| Interest Paid, Excluding Capitalized Interest, Operating ActivitiesUSD | — | — | — | — | — | — | 29,000Source | 0Source | 182,000Source | 138,000Source | 25,000Source | 4,000Source |
| Income Taxes Paid, NetUSD | — | — | — | — | — | — | 3,000Source | 14,000Source | — | 36,000Source | 13,000Source | 53,000Source |
| Additional Financial Items | ||||||||||||
| Cash, Cash Equivalents, and Short-term InvestmentsUSD | — | — | — | — | — | — | — | — | — | — | — | 5,998,000Source |
| Gain (Loss) on InvestmentsUSD | — | — | 322,000Source | 322,000Source | — | — | 315,000Source | 283,000Source | 1,278,000Source | 1,245,000Source | — | — |
| Income Tax Expense (Benefit)USD | — | — | 6,000Source | 5,000Source | 10,000Source | 11,000Source | 3,000Source | 14,000Source | 24,000Source | 36,000Source | 13,000Source | 15,000Source |
| Net Income (Loss) Attributable to ParentUSD | — | — | -8,101,000Source | -9,627,000Source | -86,000Source | 3,900,000Source | 3,943,000Source | -2,395,000Source | -14,164,000Source | -18,777,000Source | 12,949,000Source | -1,128,000Source |
| Operating ExpensesUSD | — | — | 1,752,000Source | 1,017,000Source | 967,000Source | 1,211,000Source | 1,448,000Source | 1,373,000Source | 5,061,000Source | 4,589,000Source | 4,284,000Source | 3,629,000Source |
| Proceeds from Issuance of Common StockUSD | — | — | — | — | — | — | — | — | — | 0Source | 101,000Source | — |
| Restricted Cash and Investments, CurrentUSD | — | — | — | — | — | — | — | — | — | — | 450,000Source | 60,000Source |
| Unrealized Gain (Loss) on InvestmentsUSD | — | — | -2,797,000Source | -9,000,000Source | 524,000Source | 4,750,000Source | 9,319,000Source | -1,350,000Source | 5,357,000Source | -15,600,000Source | 16,950,000Source | 2,500,000Source |
| General and Administrative Expense | — | — | — | —Source | — | — | — | — | — | — | — | — |
| Income (Loss) from Equity Method Investments | — | — | — | —Source | —Source | —Source | — | — | — | — | — | — |
| Operating Costs and Expenses | — | — | — | — | —Source | — | — | — | — | — | — | — |
| Other Nonoperating Income (Expense) | — | — | — | — | —Source | —Source | — | — | — | — | — | — |
| Realized Investment Gains (Losses) | — | — | — | —Source | —Source | —Source | — | — | — | — | — | — |
income statement · annual statements
| Line item | Q4 2025 | Q4 2024 | Q3 2025 | Q3 2024 | Q2 2025 | Q2 2024 | Q1 2025 | Q1 2024 | FY 2025 | FY 2024 | FY 2023 | FY 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Selling, General and Administrative ExpenseUSD | — | — | 42,000Source | 40,000Source | 59,000Source | 63,000Source | 48,000Source | 33,000Source | 191,000Source | 189,000Source | 133,000Source | 130,000Source |
| Income Tax Expense (Benefit)USD | — | — | 6,000Source | 5,000Source | 10,000Source | 11,000Source | 3,000Source | 14,000Source | 24,000Source | 36,000Source | 13,000Source | 15,000Source |
| Net Income (Loss) Attributable to ParentUSD | — | — | -8,101,000Source | -9,627,000Source | -86,000Source | 3,900,000Source | 3,943,000Source | -2,395,000Source | -14,164,000Source | -18,777,000Source | 12,949,000Source | -1,128,000Source |
| Earnings Per Share, BasicUSD per share | — | — | -0.59Source | -0.7Source | -0.01Source | 0.29Source | 0.3Source | -0.17Source | -1.03Source | -1.38Source | — | — |
| Earnings Per Share, DilutedUSD per share | — | — | -0.59Source | 0.7Source | -0.01Source | 0.29Source | 0.25Source | -0.17Source | -1.03Source | — | 0.96Source | -0.08Source |
| Weighted Average Number of Shares Outstanding, Basicshares | — | — | 13,681,000Source | 13,586,000Source | 13,586,000Source | 13,586,000Source | 13,586,000Source | 13,586,000Source | 13,706,000Source | 13,586,000Source | — | — |
| Weighted Average Number of Shares Outstanding, Dilutedshares | — | — | 13,681,000Source | 13,586,000Source | 13,586,000Source | 13,586,000Source | 15,549,000Source | 13,586,000Source | 13,706,000Source | — | 13,526,000Source | 13,518,000Source |
| Additional Financial Items | ||||||||||||
| Gain (Loss) on InvestmentsUSD | — | — | 322,000Source | 322,000Source | — | — | 315,000Source | 283,000Source | 1,278,000Source | 1,245,000Source | — | — |
| Interest and Other IncomeUSD | — | — | 0Source | 12,000Source | 0Source | 12,000Source | 1,000Source | 0Source | 1,000Source | 29,000Source | — | — |
| Interest ExpenseUSD | — | — | 412,000Source | 63,000Source | 51,000Source | 34,000Source | 29,000Source | 32,000Source | 683,000Source | 138,000Source | 25,000Source | 4,000Source |
| Interest Expense, DebtUSD | — | — | — | — | — | — | 29,444Source | 0Source | 182,222Source | — | — | — |
| Interest Income, OtherUSD | — | — | — | — | — | — | — | — | — | — | 24,000Source | — |
| Net Investment IncomeUSD | — | — | 356,000Source | 322,000Source | — | — | 337,000Source | 283,000Source | 1,372,000Source | — | — | — |
| Operating ExpensesUSD | — | — | 1,752,000Source | 1,017,000Source | 967,000Source | 1,211,000Source | 1,448,000Source | 1,373,000Source | 5,061,000Source | 4,589,000Source | 4,284,000Source | 3,629,000Source |
| Other Cost and Expense, OperatingUSD | — | — | 33,000Source | 25,000Source | 54,000Source | 16,000Source | 11,000Source | 65,000Source | 176,000Source | 127,000Source | 71,000Source | 56,000Source |
| Other IncomeUSD | — | — | — | — | — | — | — | — | — | — | — | 0Source |
| Other Nonoperating Income (Expense) | — | — | — | — | —Source | —Source | — | — | — | — | — | — |
| General and Administrative Expense | — | — | — | —Source | — | — | — | — | — | — | — | — |
| Income (Loss) from Equity Method Investments | — | — | — | —Source | —Source | —Source | — | — | — | — | — | — |
| Interest Income (Expense), Net | — | — | — | —Source | — | —Source | — | — | — | — | — | — |
| Investment Income, Net | — | — | — | —Source | —Source | —Source | — | — | — | — | — | — |
| Operating Costs and Expenses | — | — | — | — | —Source | — | — | — | — | — | — | — |
| Realized Investment Gains (Losses) | — | — | — | —Source | —Source | —Source | — | — | — | — | — | — |
Filing attachments
ex991_pressrelease100926.htm · 8-K · 2026-10-13
EXHIBIT 99.1 Contact: Equus Total Return, Inc. 1-888-323-4533 EQUUS RECEIVES NOTICE OF NON-COMPLIANCE WITH NEW YORK STOCK EXCHANGE SHARE PRICE RULE Company Intends to Regain Compliance with NYSE Rule Notice Has No Immediate Impact on the Listing or Trading of Equus Common Stock HOUSTON, TX - October 13, 2026 - Equus Total Return, Inc. (NYSE: EQS) (“Equus” or the “Company”) announced today that it was notified by the New York Stock Exchange (the “NYSE”) on October 6, 2026, that it is not i…
Read attachment ↗ex99-1.htm · SCHEDULE 13D · 2026-06-23
EXHIBIT 99.1 FOR IMMEDIATE RELEASE June 23, 2026 ACTIVIST SHAREHOLDER FILES SCHEDULE 13D IN EQUUS TOTAL RETURN, INC. Calls for Immediate Board Accountability and Strategic Review Issues Open Letter Ahead of June 30 Annual Meeting LAKE FOREST, Ill., June 23, 2026 -- A beneficial owner of approximately 5.61% of the outstanding common stock of Equus Total Return, Inc. (NYSE: EQS) has filed a Schedule 13D with the U.S. Securities and Exchange Commission and issued the following open letter to …
Read attachment ↗ex991_pressrelease52126.htm · 8-K · 2026-05-22
EX-99.1 2 ex991_pressrelease52126.htm PRESS RELEASE Exhibit 99.1 Contact: Equus Total Return, Inc. 1-888-323-4533 EQUUS ANNOUNCES FIRST QUARTER NET ASSET VALUE HOUSTON, TX - May 21, 2026 - Equus Total Return, Inc. (NYSE: EQS) (“Equus” or the “Company”) reports net assets as of March 31, 2026, of $20.9 million. Net asset value per share increased to $1.50 as of March 31, 2026, from $1.19 as of December 31, 2025. Comparative data is summarized below (in thousands, except per share amounts)…
Read attachment ↗ex991_pressrelease.htm · 8-K · 2026-04-22
EX-99.1 2 ex991_pressrelease.htm PRESS RELEASE EXHIBIT 99.1 Contact: Equus Total Return, Inc. 1-888-323-4533 EQUUS ANNOUNCES FOURTH QUARTER NET ASSET VALUE HOUSTON, TX - April 21, 2026 - Equus Total Return, Inc. (NYSE: EQS) (“Equus” or the “Company”) reports net assets as of December 31, 2025, of $16.6 million. Net asset value per share decreased to $1.19 as of December 31, 2025, from $1.90 as of September 30, 2025. Comparative data is summarized below (in thousands, except per share amo…
Read attachment ↗ex991_mepfinancials.htm · 10-K · 2026-04-17
EXHIBIT 99.1 Morgan E&P, Inc. Financial Statements As of December 31, 2025 and 2024 and for the years ended December 31, 2025, and 2024 and the period from inception (April 3, 2023) through December 31, 2023 Table of Contents Morgan E&P, Inc. Contents ──────────────────── Independent Auditor’s Report 3 Financial Statements Balance Sheets 5 Statements of Operations 6 Statements of Changes in Member’s and …
Read attachment ↗ex991_pressrelease.htm · 8-K · 2025-11-25
EX-99.1 2 ex991_pressrelease.htm PRESS RELEASE EXHIBIT 99.1 Contact: Equus Total Return, Inc. 1-888-323-4533 EQUUS ANNOUNCES THIRD QUARTER NET ASSET VALUE HOUSTON, TX - November 24, 2025 - Equus Total Return, Inc. (NYSE: EQS) (“Equus” or the “Company”) reports net assets as of September 30, 2025, of $26.5 million. Net asset value per share decreased to $1.90 as of September 30, 2025, from $2.51 as of June 30, 2025. Comparative data is summarized below (in thousands, except per share amou…
Read attachment ↗