Notice of Proposed Sale · 144
Optical Cable Corporation
OCCNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- OPTICAL CABLE CORP
- Issuer CIK
- 0001000230
- SEC file number
- 000-27022
- Phone
- 5402650690
- Person for whose account securities are to be sold
- SMITH TRACY G
- Relationships to issuer
- Officer
- Street
- 5290 Concourse Drive
- City
- Roanoke
- State / country code
- VA
- Postal code
- 24019
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 49,960 | 1,111,110.40 | 8,189,399 | 06/29/2026 | Nasdaq | Merrill |
Broker / market maker — proposed row 1, entry 1
- Name
- Merrill
- Street
- One Bryant Park
- City
- New York
- State / country code
- NY
- Postal code
- 10036
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 01/31/2004 | Grant | Optical Cable Corporation | 906 | N | 01/31/2004 | Stock Award - no payment |
| Common | 04/30/2004 | Grant | Optical Cable Corporation | 906 | N | 04/30/2004 | Stock Award - no payment |
| Common | 07/31/2004 | Grant | Optical Cable Corporation | 906 | N | 07/31/2004 | Stock Award - no payment |
| Common | 10/31/2004 | Grant | Optical Cable Corporation | 614 | N | 10/31/2004 | Stock Award - no payment |
| Common | 01/31/2005 | Grant | Optical Cable Corporation | 1,522 | N | 01/31/2005 | Stock Award - no payment |
| Common | 04/30/2005 | Grant | Optical Cable Corporation | 1,522 | N | 04/30/2005 | Stock Award - no payment |
| Common | 07/31/2005 | Grant | Optical Cable Corporation | 1,522 | N | 07/31/2005 | Stock Award - no payment |
| Common | 10/31/2005 | Grant | Optical Cable Corporation | 2,447 | N | 10/31/2005 | Stock Award - no payment |
| Common | 01/31/2006 | Grant | Optical Cable Corporation | 1,522 | N | 01/31/2006 | Stock Award - no payment |
| Common | 04/30/2006 | Grant | Optical Cable Corporation | 2,309 | N | 04/30/2006 | Stock Award - no payment |
| Common | 10/31/2006 | Grant | Optical Cable Corporation | 2,309 | N | 10/31/2006 | Stock Award - no payment |
| Common | 01/31/2007 | Grant | Optical Cable Corporation | 1,422 | N | 01/31/2007 | Stock Award - no payment |
| Common | 04/30/2007 | Grant | Optical Cable Corporation | 1,422 | N | 04/30/2007 | Stock Award - no payment |
| Common | 07/31/2007 | Grant | Optical Cable Corporation | 1,950 | N | 07/31/2007 | Stock Award - no payment |
| Common | 10/31/2007 | Grant | Optical Cable Corporation | 1,953 | N | 10/31/2007 | Stock Award - no payment |
| Common | 07/31/2008 | Grant | Optical Cable Corporation | 1,336 | N | 07/31/2008 | Stock Award - no payment |
| Common | 01/31/2011 | Grant | Optical Cable Corporation | 10,813 | N | 01/31/2011 | Stock Award - no payment |
| Common | 01/31/2015 | Grant | Optical Cable Corporation | 13,722 | N | 01/31/2015 | Stock Award - no payment |
| Common | 07/31/2017 | Grant | Optical Cable Corporation | 857 | N | 07/31/2017 | Stock Award - no payment |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 06/24/2026
- Signed
- /s/ Tracy G. Smith