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BCS

Changes in Beneficial Ownership · 4

IRIDEX Corporation

IRIXNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 16, 2026Accepted Sep 16, 2026, 12:26 PM EDTFiling CIK 1006045Accession 0001193125-26-393119
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Structured filing — 4

ownership.xml

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Filing details

Report period
2026-09-16
Issuer
IRIDEX CORP
Issuer CIK
0001006045
Trading symbol
IRIX

Reporting owner 1

Name
Dizon Romeo R
Reporting owner CIK
0001658282
Relationship
Officer
Officer title
Chief Financial Officer
Address
1212 TERRA BELLA AVENUE, MOUNTAIN VIEW, CA, 94043

Non-derivative transactions

Non-derivative transactions · 1 reported row
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock2026-09-16P · Form 47,900A0.63185,306D
Table key
P · Form 4
Purchase on the market or privately
A
Acquired
D
Direct

Signature 1

Signed
/s/ Nilo De Castro, Attorney-in-fact for Romeo R. Dizon
Date
2026-09-16

Company context

Iridex Corporation is a worldwide leader in developing, manufacturing, and marketing innovative and versatile laser-based medical systems, which include capital equipment and consumable probes for the ophthalmology market. The Company’s proprietary MicroPulse® technology delivers the therapeutic benefits of laser treatment while minimizing tissue damage, offering a safe, effective, and proven treatment for targeted sight-threatening eye conditions. Iridex’s current product line is used for the treatment of glaucoma and diabetic macular edema (DME) and other retinal diseases. Iridex products are sold in the United States through a direct sales force and internationally primarily through a network of independent distributors into more than 100 countries. For further information, visit the Iridex website at www.iridex.com.

Current securities

Recent company filings

  1. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of ListingSep 2, 2026
  2. 10-Q filingAug 18, 2026
  3. Results of Operations and Financial ConditionAug 18, 2026
  4. Submission of Matters to a Vote of Security Holders · Regulation FD DisclosureJul 16, 2026
  5. SCHEDULE 13D/A - filed by Novel Inspiration International Co., Ltd. regarding IRIDEX CORPJul 13, 2026

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