Notice of Proposed Sale · 144
UMB Financial Corporation
UMBFNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- UMB FINANCIAL CORPORATION
- Issuer CIK
- 0000101382
- SEC file number
- 001-38481
- Phone
- 816-860-7000
- Person for whose account securities are to be sold
- Nikki Newton
- Relationships to issuer
- Officer
- Street
- 1010 Grand Boulevard
- City
- Kansas City
- State / country code
- MO
- Postal code
- 64106
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 2,000 | 297,200.11 | 75,950,030 | 08/04/2026 | NASDAQ | Merrill |
Broker / market maker — proposed row 1, entry 1
- Name
- Merrill
- Street
- 8890 Lyra Dr 5th Floor
- City
- Columbus
- State / country code
- OH
- Postal code
- 43240
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 02/09/2025 | Restricted Stock Vest | UMB Financial | 362 | N | 02/09/2025 | NA |
| Common | 02/10/2025 | Restricted Stock Vest | UMB Financial | 18 | N | 02/10/2025 | NA |
| Common | 02/11/2025 | Restricted Stock Vest | UMB Financial | 84 | N | 02/11/2025 | NA |
| Common | 12/31/2025 | Restricted Stock Vest | UMB Financial | 666 | N | 12/31/2025 | NA |
| Common | 02/07/2026 | Restricted Stock Vest | UMB Financial | 292 | N | 02/07/2026 | NA |
| Common | 02/09/2026 | Restricted Stock Vest | UMB Financial | 289 | N | 02/09/2026 | NA |
| Common | 02/10/2026 | Restricted Stock Vest | UMB Financial | 175 | N | 02/10/2026 | NA |
| Common | 02/11/2026 | Restricted Stock Vest | UMB Financial | 114 | N | 02/11/2026 | NA |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/04/2026
- Signed
- Nikki Newton
Company context
UMB Financial Corporation (together with its consolidated subsidiaries, unless the context requires otherwise, the “Company”) is a financial holding company that is headquartered in Kansas City, Missouri. The Company provides banking services and asset servicing to its customers in the United States and around the globe.