Notice of Proposed Sale · 144
UMB Financial Corporation
UMBFNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- UMB FINANCIAL CORPORATION
- Issuer CIK
- 0000101382
- SEC file number
- 001-38481
- Phone
- (816) 860-7000
- Person for whose account securities are to be sold
- SUSAN G MURPHY
- Relationships to issuer
- Director
- Street
- 1010 Grand Boulevard,
- City
- Kansas City,
- State / country code
- MO
- Postal code
- 64106
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 1,377 | 200,427.22 | 75,950,030 | 08/06/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 02/03/2026 | Restricted Stock | Issuer | 786 | N | 02/03/2026 | Not Applicable |
| Common | 05/05/2026 | Restricted Stock | Issuer | 116 | N | 05/05/2026 | Not Applicable |
| Common | 01/31/2025 | Restricted Stock | Issuer | 475 | N | 01/31/2025 | Not Applicable |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/06/2026
- Signed
- /s/ Susan G Murphy
Company context
UMB Financial Corporation (together with its consolidated subsidiaries, unless the context requires otherwise, the “Company”) is a financial holding company that is headquartered in Kansas City, Missouri. The Company provides banking services and asset servicing to its customers in the United States and around the globe.