Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the 2026 Annual Stockholders Meeting, stockholders holding 8,070,898 shares of common stock, par value $0.01 (the “Common Stock”) (being the only class of shares entitled to vote at the meeting), or 70.7%, of the Company’s 11,416,754 outstanding shares of Common Stock as of the record date for the meeting, attended the meeting or were represented by proxy. The Company’s stockholders voted on four matters presented at the meeting, each of which is discussed in more detail in the Company’s Proxy Statement. All of the nominees in Proposal 1 and Proposals 2 through 4 received the requisite number of votes to pass. The matters submitted for a vote and the related results of the stockholders’ votes were as follows:
Proposal 1: Election of Directors
Election of Mark C. Winmill as a director to serve until the 2027 Annual Stockholder Meeting and until his successor is duly elected and qualifies.
For Withheld Broker Non-Vote
─────────────────────────────────────────────────
4,072,265 1,012,706 2,985,927
Election of Russell E. Burke III as a director to serve until the 2027 Annual Stockholder Meeting and until his successor is duly elected and qualifies.
For Withheld Broker Non-Vote
─────────────────────────────────────────────────
3,876,399 1,208,572 2,985,927
Election of William C. Zachary as a director to serve until the 2027 Annual Stockholder Meeting and until his successor is duly elected and qualifies.
For Withheld Broker Non-Vote
─────────────────────────────────────────────────
3,881,675 1,203,296 2,985,927
Election of George B. Langa as a director to serve until the 2027 Annual Stockholder Meeting and until his successor is duly elected and qualifies.
For Withheld Broker Non-Vote
─────────────────────────────────────────────────
3,393,054 1,691,917 2,985,927
Election of Sally C. Carroll, Esq. as a director to serve until the 2027 Annual Stockholder Meeting and until her successor is duly elected and qualifies.
For Withheld Broker Non-Vote
─────────────────────────────────────────────────
3,874,178 1,210,793 2,985,927
Proposal 2: Approval of the amendment and restatement of the Company's 2017 Equity Incentive Plan.
Approval of the amendment and restatement of the Company's 2017 Equity Incentive Plan.
For Against Abstain Broker Non-Vote
──────────────────────────────────────────────────────────────
3,717,027 1,298,704 69,240 2,985,927
Proposal 3: Ratification of Accounting Firm
Ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026.
For Against Abstain Broker Non-Vote
────────────────────────────────────────────────────────────
7,636,317 338,816 95,765 N/A
Proposal 4: Non-Binding Advisory Vote on Executive Compensation
Approval on an advisory basis, the Company's executive compensation.
For Against Abstain Broker Non-Vote
──────────────────────────────────────────────────────────────
3,710,166 1,303,882 70,923 2,985,927