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BCS

Notice of Proposed Sale · 144

Live Oak Bancshares, Inc.

LOBNYSEEQUITYCurrent

Notice of Proposed Sale

Filed Aug 20, 2026Accepted Aug 20, 2026, 10:34 AM EDTFiling CIK 1036743Accession 0001959173-26-006251
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Structured filing — 144

primary_doc.xml

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Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
Live Oak Bancshares, Inc.
Issuer CIK
0001462120
SEC file number
001-37497
Phone
910-790-5867
Person for whose account securities are to be sold
MAHAN JAMES S III
Relationships to issuer
Officer · Director
Street
1741 TIBURON DRIVE
City
WILMINGTON
State / country code
NC
Postal code
28403

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common10,000405,500.0046,283,62008/20/2026NYSEFidelity Brokerage Services LLC

Broker / market maker — proposed row 1, entry 1

Name
Fidelity Brokerage Services LLC
Street
900 Salem Street
City
Smithfield
State / country code
RI
Postal code
02917

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common12/18/2008PRE IPO sharesIssuer10,000N12/18/2008Cash

Sales reported in the preceding three months

Sales reported in the preceding three months · 11 reported rows
SellerSecuritySale dateAmount soldGross proceeds
James S Mahan Rev TrustCommon05/20/202610,000368,369.08
James S Mahan Rev TrustCommon05/21/202610,000370,915.70
James S Mahan Rev TrustCommon05/27/202610,000376,513.10
James S Mahan Rev TrustCommon05/28/202610,000372,481.18
James S Mahan Rev TrustCommon06/03/202610,000364,671.37
James S Mahan Rev TrustCommon06/04/202610,000372,531.45
James S Mahan Rev TrustCommon06/10/202610,000387,321.69
James S Mahan Rev TrustCommon06/11/202610,000381,850.88
James S Mahan Rev TrustCommon08/12/202610,000427,475.33
James S Mahan Rev TrustCommon08/13/202610,000431,006.70
James S Mahan Rev TrustCommon08/19/202610,000412,350.76

Seller — prior-sale row 1, entry 1

Name
James S Mahan Rev Trust
Street
1741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 2, entry 1

Name
James S Mahan Rev Trust
Street
1741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 3, entry 1

Name
James S Mahan Rev Trust
Street
1741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 4, entry 1

Name
James S Mahan Rev Trust
Street
1741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 5, entry 1

Name
James S Mahan Rev Trust
Street
1741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 6, entry 1

Name
James S Mahan Rev Trust
Street
1741 Tiburon Drive,
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 7, entry 1

Name
James S Mahan Rev Trust
Street
741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 8, entry 1

Name
James S Mahan Rev Trust
Street
741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 9, entry 1

Name
James S Mahan Rev Trust
Street
741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 10, entry 1

Name
James S Mahan Rev Trust
Street
741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Seller — prior-sale row 11, entry 1

Name
James S Mahan Rev Trust
Street
741 Tiburon Drive
City
Wilmington
State / country code
NC
Postal code
28403

Prior-sale reporting

Nothing to report for the preceding three months
N

Remarks

Today's sale and those that are recorded in the past 3 months occurred in the James S Mahan Rev Trust of which James S. Mahan III is a trustee and account stakeholder.

Notice signature

Notice date
08/20/2026
Signed
/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for James Mahan III
Plan adoption dates
08/27/2025

Company context

Current securities

Recent company filings

  1. Results of Operations and Financial ConditionOct 21, 2026
  2. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 20, 2026
  3. 4 filingSep 11, 2026
  4. 4 filingSep 8, 2026
  5. 4 filingSep 3, 2026

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