Notice of Proposed Sale · 144
Live Oak Bancshares, Inc.
LOBNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Live Oak Bancshares, Inc.
- Issuer CIK
- 0001462120
- SEC file number
- 001-37497
- Phone
- 910-790-5867
- Person for whose account securities are to be sold
- MAHAN JAMES S III
- Relationships to issuer
- Officer · Director
- Street
- 1741 TIBURON DRIVE
- City
- WILMINGTON
- State / country code
- NC
- Postal code
- 28403
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 10,000 | 405,500.00 | 46,283,620 | 08/20/2026 | NYSE | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 12/18/2008 | PRE IPO shares | Issuer | 10,000 | N | 12/18/2008 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| James S Mahan Rev Trust | Common | 05/20/2026 | 10,000 | 368,369.08 |
| James S Mahan Rev Trust | Common | 05/21/2026 | 10,000 | 370,915.70 |
| James S Mahan Rev Trust | Common | 05/27/2026 | 10,000 | 376,513.10 |
| James S Mahan Rev Trust | Common | 05/28/2026 | 10,000 | 372,481.18 |
| James S Mahan Rev Trust | Common | 06/03/2026 | 10,000 | 364,671.37 |
| James S Mahan Rev Trust | Common | 06/04/2026 | 10,000 | 372,531.45 |
| James S Mahan Rev Trust | Common | 06/10/2026 | 10,000 | 387,321.69 |
| James S Mahan Rev Trust | Common | 06/11/2026 | 10,000 | 381,850.88 |
| James S Mahan Rev Trust | Common | 08/12/2026 | 10,000 | 427,475.33 |
| James S Mahan Rev Trust | Common | 08/13/2026 | 10,000 | 431,006.70 |
| James S Mahan Rev Trust | Common | 08/19/2026 | 10,000 | 412,350.76 |
Seller — prior-sale row 1, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 1741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 2, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 1741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 3, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 1741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 4, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 1741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 5, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 1741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 6, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 1741 Tiburon Drive,
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 7, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 8, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 9, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 10, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Seller — prior-sale row 11, entry 1
- Name
- James S Mahan Rev Trust
- Street
- 741 Tiburon Drive
- City
- Wilmington
- State / country code
- NC
- Postal code
- 28403
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Today's sale and those that are recorded in the past 3 months occurred in the James S Mahan Rev Trust of which James S. Mahan III is a trustee and account stakeholder.
Notice signature
- Notice date
- 08/20/2026
- Signed
- /s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for James Mahan III
- Plan adoption dates
- 08/27/2025