Notice of Proposed Sale · 144
Annaly Capital Management. Inc.
NLYNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Annaly Capital Management, Inc.
- Issuer CIK
- 0001043219
- SEC file number
- 001-13447
- Phone
- 212-696-0100
- Person for whose account securities are to be sold
- David L. Finkelstein
- Relationships to issuer
- Director, Officer
- Street
- 1211 Avenue of the Americas
- City
- New York
- State / country code
- NY
- Postal code
- 10036
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 98,223 | 2,231,627 | 753,714,442 | 08/03/2026 | NYSE | J.P. Morgan Securities LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- J.P. Morgan Securities LLC
- Street
- 270 Park Avenue, 10th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 02/01/2025 | RSU Vesting | Issuer | 89,213 | N | 02/01/2025 | Compensation |
| Common Stock | 02/01/2024 | RSU Vesting | Issuer | 9,010 | N | 02/01/2024 | Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/03/2026
- Signed
- /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for David L. Finkelstein
- Plan adoption dates
- 11/12/2025
Company context
Annaly is a leading diversified capital manager with investment strategies across mortgage finance. Annaly’s principal business objective is to generate net income for distribution to its stockholders and to optimize its returns through prudent management of its diversified investment strategies. Annaly is internally managed and has elected to be taxed as a real estate investment trust, or REIT, for federal income tax purposes. Additional information on the company can be found at www.annaly.com.