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Home/The Filing Wire/Peapack-Gladstone Financial Corporation/ 144

Notice of Proposed Sale · 144

Peapack-Gladstone Financial Corporation

PGCNASDAQEQUITYCurrent

Notice of Proposed Sale

Filed Sep 2, 2026Accepted Sep 2, 2026, 12:09 PM EDTFiling CIK 1050743Accession 0001959173-26-006629
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Structured filing — 144

primary_doc.xml

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Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
PEAPACK GLADSTONE FINANCIAL CORP
Issuer CIK
0001050743
SEC file number
001-16197
Phone
9082340700
Person for whose account securities are to be sold
Smith Gregory Martin
Relationships to issuer
Officer
Street
500 HILLS DRIVE
City
BEDMINSTER
State / country code
NJ
Postal code
07921

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common1,25055,825.0017,727,95209/02/2026NASDAQFidelity Brokerage Services LLC

Broker / market maker — proposed row 1, entry 1

Name
Fidelity Brokerage Services LLC
Street
900 Salem Street
City
Smithfield
State / country code
RI
Postal code
02917

Acquisition of securities to be sold

Acquisition of securities to be sold · 27 reported rows
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common02/26/2021Restricted Stock VestingIssuer3N02/26/2021Compensation
Common05/25/2021Restricted Stock VestingIssuer5N05/25/2021Compensation
Common07/30/2021Restricted Stock VestingIssuer1N07/30/2021Compensation
Common08/24/2021Restricted Stock VestingIssuer3N08/24/2021Compensation
Common11/03/2021Restricted Stock VestingIssuer1N11/03/2021Compensation
Common11/26/2021Restricted Stock VestingIssuer3N11/26/2021Compensation
Common02/02/2022Restricted Stock VestingIssuer1N02/02/2022Compensation
Common02/25/2022Restricted Stock VestingIssuer3N02/25/2022Compensation
Common05/01/2022Restricted Stock VestingIssuer1N05/01/2022Compensation
Common05/26/2022Restricted Stock VestingIssuer7N05/26/2022Compensation
Common07/31/2022Restricted Stock VestingIssuer1N07/31/2022Compensation
Common08/25/2022Restricted Stock VestingIssuer12N08/25/2022Compensation
Common11/03/2022Restricted Stock VestingIssuer1N11/03/2022Compensation
Common11/28/2022Restricted Stock VestingIssuer10N11/28/2022Compensation
Common01/29/2023Restricted Stock VestingIssuer1N01/29/2023Compensation
Common02/23/2023Restricted Stock VestingIssuer11N02/23/2023Compensation
Common04/27/2023Restricted Stock VestingIssuer1N04/27/2023Compensation
Common05/22/2023Restricted Stock VestingIssuer29N05/22/2023Compensation
Common07/30/2023Restricted Stock VestingIssuer1N07/30/2023Compensation
Common08/24/2023Restricted Stock VestingIssuer36N08/24/2023Compensation
Common11/27/2023Restricted Stock VestingIssuer40N11/27/2023Compensation
Common02/23/2024Restricted Stock VestingIssuer34N02/23/2024Compensation
Common05/23/2024Restricted Stock VestingIssuer39N05/23/2024Compensation
Common08/22/2024Restricted Stock VestingIssuer31N08/22/2024Compensation
Common11/22/2024Restricted Stock VestingIssuer24N11/22/2024Compensation
Common02/21/2025Restricted Stock VestingIssuer1N02/21/2025Compensation
Common03/20/2025Restricted Stock VestingIssuer952N03/20/2025Compensation

Prior-sale reporting

Nothing to report for the preceding three months
Y

Notice signature

Notice date
09/02/2026
Signed
/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gregory M. Smith

Company context

Current securities

PGCNASDAQ · EQUITY · Current

Recent company filings

  1. Results of Operations and Financial Condition · Regulation FD DisclosureOct 27, 2026
  2. S-3D filingSep 25, 2026
  3. 4 filingSep 22, 2026
  4. 144 filingSep 21, 2026
  5. N-PX filingAug 31, 2026

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