Notice of Proposed Sale · 144
SEI Investments Company
SEICNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- SEI Investments Company
- Issuer CIK
- 0000350894
- SEC file number
- 000-10200
- Phone
- 610-676-1000
- Person for whose account securities are to be sold
- Alfred P. West, Jr.
- Relationships to issuer
- Affiliate
- Street
- 1 Freedom Valley Drive
- City
- Oaks
- State / country code
- PA
- Postal code
- 19456
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 35,000 | 3,668,700 | 120,019,182 | 09/29/2026 | NASDAQ | J.P. Morgan Securities LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- J.P. Morgan Securities LLC
- Street
- 270 Park Avenue, 10th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 11/01/2019 | Private Transaction | Issuer | 35,000 | N | 11/01/2019 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Alfred P. West Jr | Common | 06/28/2026 | 50,000 | 4,359,685.13 |
| Alfred P. West Jr | Common | 06/29/2026 | 7,332 | 640,741.28 |
Seller — prior-sale row 1, entry 1
- Name
- Alfred P. West Jr
- Street
- Care of SEI Investments Company
- Street (continued)
- 1 Freedom Valley Drive
- City
- Oaks
- State / country code
- PA
- Postal code
- 19456
Seller — prior-sale row 2, entry 1
- Name
- Alfred P. West Jr
- Street
- Care of SEI Investments Company
- Street (continued)
- 1 Freedom Valley Drive
- City
- Oaks
- State / country code
- PA
- Postal code
- 19456
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 09/29/2026
- Signed
- J.P. Morgan Securities LLC as agent and attorney-in-fact for Alfred P. West, Jr.