Notice of Proposed Sale · 144
MOODYS CORP /DE/
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- MOODYS CORP /DE/
- Issuer CIK
- 0001059556
- SEC file number
- 001-14037
- Phone
- 2125530300
- Person for whose account securities are to be sold
- Fauber Robert
- Relationships to issuer
- Officer · Director
- Street
- 7 WORLD TRADE CENTER
- Street (continued)
- AT 250 GREENWICH STREET
- City
- NEW YORK
- State / country code
- NY
- Postal code
- 10007
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 1,467 | 665,533.89 | 174,700,000 | 07/01/2026 | NYSE | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 03/01/2026 | Restricted Stock Vesting | Issuer | 300 | N | 03/01/2026 | Compensation |
| Common | 07/01/2026 | Stock Option Exercise | Issuer | 1,167 | N | 07/01/2026 | Cash |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Robert Fauber | Common | 04/01/2026 | 1,467 | 642,208.59 |
| Robert Fauber | Common | 05/01/2026 | 1,467 | 684,194.13 |
| Robert Fauber | Common | 06/01/2026 | 1,467 | 665,533.89 |
Seller — prior-sale row 1, entry 1
- Name
- Robert Fauber
- Street
- 7 World Trade Center at 250 Greenwich St
- City
- New York
- State / country code
- NY
- Postal code
- 10007
Seller — prior-sale row 2, entry 1
- Name
- Robert Fauber
- Street
- 7 World Trade Center at 250 Greenwich St
- City
- New York
- State / country code
- NY
- Postal code
- 10007
Seller — prior-sale row 3, entry 1
- Name
- Robert Fauber
- Street
- 7 World Trade Center at 250 Greenwich St
- City
- New York
- State / country code
- NY
- Postal code
- 10007
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 07/01/2026
- Signed
- /s/ Jessica Spraker, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert Fauber.
- Plan adoption dates
- 07/30/2025