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BCS

Notice of Proposed Sale · 144

Peoples Bancorp of North Carolina, Inc.

PEBKNASDAQEQUITYCurrent

Notice of Proposed Sale

Filed Jul 28, 2026Accepted Jul 28, 2026, 3:46 PM EDTFiling CIK 1093672Accession 0001244172-26-000006
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Structured filing — 144

primary_doc.xml

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Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
PEOPLES BANCORP OF NORTH CAROLINA INC
Issuer CIK
0001093672
SEC file number
000-27205
Phone
8284645620
Person for whose account securities are to be sold
ABERNETHY JAMES S
Relationships to issuer
Director
Street
518 WEST C STREET
Street (continued)
PO BOX 467
City
NEWTON
State / country code
NC
Postal code
28658-4007

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common1,00042,236.675,461,49007/28/2026NasdaqWells Fargo Clearing Services

Broker / market maker — proposed row 1, entry 1

Name
Wells Fargo Clearing Services
Street
1 N. Jefferson Ave.
City
St. Louis
State / country code
MO
Postal code
63103

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common11/30/2020InheritanceChristine S. Abernethy1,000N11/30/2020N/A

Sales reported in the preceding three months

Sales reported in the preceding three months · 3 reported rows
SellerSecuritySale dateAmount soldGross proceeds
James AbernethyCommon shares of PEBK04/30/202660023,252.57
James AbernethyCommon shares of PEBK05/14/202660023,787.30
Adrian AbernethyCommon Shares of PEBK06/01/202650020,727.57

Seller — prior-sale row 1, entry 1

Name
James Abernethy
Street
518 West C. Street
City
Newton
State / country code
SC
Postal code
28658-4007

Seller — prior-sale row 2, entry 1

Name
James Abernethy
Street
518 West C. Street
City
Newton
State / country code
SC
Postal code
28658-4007

Seller — prior-sale row 3, entry 1

Name
Adrian Abernethy
Street
518 West C. Street
City
Newton
State / country code
SC
Postal code
28658-4007

Prior-sale reporting

Nothing to report for the preceding three months
N

Notice signature

Notice date
07/28/2026
Signed
James S Abernethy

Company context

Current securities

Recent company filings

  1. Results of Operations and Financial ConditionOct 19, 2026
  2. 144 filingSep 2, 2026
  3. 144 filingSep 2, 2026
  4. 144 filingSep 1, 2026
  5. 4 filingAug 28, 2026

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