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BCS

Current Report · Items 4.01, 9.01 · 8-K

OpenWorld, Inc.

OPNWNASDAQEQUITYCurrent

Changes in Registrant's Certifying Accountant

Item 4.01. Changes in Registrant’s Certifying Accountant. Dismissal of Independent Registered Public Accounting Firm On October 2, 2026, OpenWorld, Inc. (the “Company”) dismissed MaloneBailey, LLP (“MaloneBailey”) as its independent registered public accounting firm. The decision to dismiss MaloneBailey was approved by the Audit Committee of the Company’s Board of Directors.…

Filed Oct 8, 2026Accepted Oct 8, 2026, 4:30 PM EDTCIK 1104038Accession 0001214659-26-012713
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Company context

OpenWorld is a technology-powered digital assets and blockchain innovation company that co-architects and takes principal positions in enterprise blockchain initiatives alongside sovereign governments, institutional partners, and major enterprises. Since its founding in 2023, OpenWorld has advised on projects representing over $66 billion in aggregate network value and supported more than 20 companies backed by leading global venture firms, including a16z, Multicoin Capital, Dragonfly, and Founders Fund. OpenWorld’s capabilities span real-world asset tokenization, stablecoin infrastructure, capital markets advisory, governance structuring, and public markets strategy, with active engagements across the Gulf, Europe, Australia, and Southeast Asia. To learn more, visit openworld.dev

Current securities

Historical securities (2)

Recent company filings

  1. S-8 filingOct 13, 2026
  2. Financial Statements and ExhibitsOct 13, 2026
  3. Regulation FD DisclosureOct 7, 2026
  4. Completion of Acquisition or Disposition of Assets · Changes in Control of RegistrantOct 2, 2026
  5. Regulation FD DisclosureOct 1, 2026

Registered securities in this filing

OpenWorld, Inc. · 8-K · Filed 2026-10-08

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, par value $0.001 per share

Symbol
OPNW
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: AsOf2026-10-02

Dimensions: Not supplied

Accession 000121465926012713 · 1 registered-security cover member

Read the exact SEC filing ↗

Disclosure sections

Items 4.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 4.01Item 4.01 - Changes in Certifying Accountant
Item 4.01. Changes in Registrant’s Certifying Accountant. Dismissal of Independent Registered Public Accounting Firm On October 2, 2026, OpenWorld, Inc. (the “Company”) dismissed MaloneBailey, LLP (“MaloneBailey”) as its independent registered public accounting firm. The decision to dismiss MaloneBailey was approved by the Audit Committee of the Company’s Board of Directors. The reports of MaloneBailey on the Company’s consolidated financial statements for the fiscal years ended December 31, 2025 and 2024 did not contain an adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles. During the Company’s two most recent fiscal years and the subsequent period from January 1, 2026 to October 2, 2026, there were (i) no disagreements (as defined in Item 304(a)(1)(iv) of Regulation S-K and the related instructions thereto) with MaloneBailey on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreement, if not resolved to the satisfaction of MaloneBailey, would have caused it to make reference to the subject matter of the disagreement in connection with its report and (ii) no reportable events (as described in Item 304(a)(1)(v) of Regulation S-K). The Company provided MaloneBailey with a copy of the disclosures made in this Item 4.01 and requested MaloneBailey furnish the Company with a letter addressed to the SEC stating whether it agrees with the statements made by the Company and, if not, stating the respects in which it does not agree. A copy of MaloneBailey’s letter to the SEC dated October 8, 2026 regarding these statements is filed as Exhibit 16.1 to this Current Report. Appointment of New Independent Registered Public Accounting Firm On October 2, 2026, the Audit Committee of the Company’s Board of Directors approved the engagement of RSM Cayman Ltd. (“RSM”) to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. RSM served as the independent registered public accounting firm for the Company’s wholly-owned direct subsidiary Open World Ltd., a Cayman Islands exempted company, prior to the closing of the previously disclosed merger on September 30, 2026. During the Company’s two most recent fiscal years and the subsequent period from January 1, 2026 to October 2, 2026, the Company did not consult with RSM regarding any of the matters or events set forth in Item 304(a)(2)(i) and (ii) of Regulation S-K.

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