Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

Baker Capital Strategies

Free Registration

Register for access to news, tools, alerts and reports.

THEMA Basic included at launch.

Use at least 8 characters.

Current Report · Items 5.02 · 8-K

BAB, Inc.

BABBOTCEQUITYCurrent

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers. On July 1, 2026, the Board of Directors of BAB, Inc. (the "Company") elected George M. Ristau, Jr. to serve as a member of the Board of Directors, filling the vacancy created by the passing of James A. Lentz, and he will serve until the Company's 2027 Annual Meeting of Shareholders.…

Filed Jul 1, 2026Accepted Jul 1, 2026, 4:10 PM EDTCIK 1123596Accession 0001437749-26-022286
Share

Company context

Current securities

Recent company filings

  1. 10-Q filingJul 13, 2026
  2. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsJun 12, 2026
  3. Submission of Matters to a Vote of Security HoldersJun 4, 2026
  4. DEF 14A filingApr 21, 2026
  5. 10-Q filingApr 13, 2026

Disclosure sections

Items 5.02

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.02Item 5.02 - Departure/Election of Directors
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers. On July 1, 2026, the Board of Directors of BAB, Inc. (the "Company") elected George M. Ristau, Jr. to serve as a member of the Board of Directors, filling the vacancy created by the passing of James A. Lentz, and he will serve until the Company's 2027 Annual Meeting of Shareholders. Effective July 1, 2026, the Board of Directors also appointed Mr. Ristau to serve as a member of the Company's Audit Committee. The Board determined that Mr. Ristau satisfies the applicable independence requirements for service on the Audit Committee under Rule 10A-3 of the Securities Exchange Act of 1934 and the OTCQB Corporate Governance Guidelines, to the extent applicable to the Company. There are no arrangements or understandings between Mr. Ristau and any other person pursuant to which he was elected as a director. There are no transactions involving Mr. Ristau requiring disclosure under Item 404(a) of Regulation S-K. Mr. Ristau, age 74, graduated from DePaul University in Chicago, Illinois, in 1973 with a Bachelor of Arts degree in Political Science. He received his Juris Doctor degree from Chicago-Kent College of Law, Illinois Institute of Technology, in 1976. From 1976 to 1978, Mr. Ristau engaged in the general practice of law with Herbert, Owens and Kane. From 1978 to 1980, he maintained a private law practice concentrating primarily in real estate law. From 1979 to 1990, Mr. Ristau was actively involved in various real estate transactions as a licensed real estate broker. From 1991 to 2000, he served as Broker/Owner of All Pro Real Estate Systems, Inc. Since 2000, Mr. Ristau has served as Broker/Owner of Weichert, Realtors - All Pro, Inc., which operates offices in Elmwood Park, Chicago, and Park Ridge, Illinois. The Board of Directors believes that Mr. Ristau's extensive legal, real estate, management and business experience qualifies him to serve as a member of the Company's Board of Directors and Audit Committee.