Notice of Proposed Sale · 144
Principal Financial Group Inc
PFGNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- PRINCIPAL FINANCIAL GROUP, INC.
- Issuer CIK
- 0001126328
- SEC file number
- 001-16725
- Phone
- 5152475111
- Person for whose account securities are to be sold
- AMY FRIEDRICH
- Relationships to issuer
- Officer
- Street
- 711 High Street
- City
- Des Moines
- State / country code
- IA
- Postal code
- 50392
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 35,680 | 4,117,828.80 | 214,104,641 | 08/07/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 08/07/2026 | Exercise of Stock Options | Issuer | 35,680 | N | 08/07/2026 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/07/2026
- Signed
- /s/ Amy Friedrich
- Plan adoption dates
- 05/08/2026
Company context
Principal Financial Group® (Nasdaq: PFG) is a global financial company with approximately 20,000 employees 1 passionate about improving the wealth and well-being of people and businesses. In business for 146 years, we’re helping over 70 million customers 1 plan, insure, invest, and retire, while working to support the communities where we do business and building an inclusive workforce. Principal ® is proud to be recognized as one of the 2025 World’s Most Ethical Companies 2 and named as a Best Places to Work in Money Management 3. Learn more about Principal and our commitment to building a better future at principal.com.