Skip to content
Baker Capital StrategiesMARKETS. FILINGS. PERSPECTIVE.
Powered by THEMA

BAKER CAPITAL STRATEGIES

Get the free weekly BCS email.

Selected company filings and market updates, delivered by email. Your first report will follow soon.

  • Your weekly BCS reportMarket updates and links to filings you can explore.
  • THEMA at launchWe’ll send directions for setting up your filing alerts when THEMA officially opens.

One signup for the weekly email and your free THEMA Basic account at launch.

Already registered or a CSW member?Log in to THEMA →

At least 8 characters. This also creates your free THEMA account for launch.

You’re signing up for the weekly BCS email and THEMA launch/setup updates. Unsubscribe using the link in any email. Privacy policy · Terms

BCS

Changes in Beneficial Ownership · 4

GSI TECHNOLOGY INC

GSITNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Aug 7, 2026Accepted Aug 7, 2026, 5:09 PM EDTFiling CIK 1126741Accession 0001394413-26-000008
Share

Structured filing — 4

form4.xml

Open full document ↗

Filing details

Report period
2026-08-05
Issuer
GSI TECHNOLOGY INC
Issuer CIK
0001126741
Trading symbol
GSIT

Reporting owner 1

Name
Shu Lee-Lean
Reporting owner CIK
0001394413
Relationship
Director · Officer
Officer title
Pres., CEO and Chairman
Address
C/O GSI TECHNOLOGY, INC., 1213 ELKO DRIVE, SUNNYVALE, CA, 94089

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Stock Option (right to buy)7.232026-08-05D · Form 4100,000[F1]D02026-12-01[F2]2036-02-02Common Stock100,00050,000D
Table key
D · Form 4
Disposition to the issuer under Rule 16b-3(e)
D
Direct

Footnotes

F1
On February 2, 2026, the reporting person was granted a stock option to purchase 150,000 shares of Common Stock. By mutual agreement between the reporting person and the Issuer, 100,000 shares subject to this option (the "Cancelled Options") were rescinded and cancelled. Subject to the reporting person's continued service with the Issuer, the reporting person is expected to receive a replacement stock option to purchase 100,000 shares of Common Stock as consideration for the rescission and cancellation of the Cancelled Options.↩ 1
F2
Subject to the reporting person's continued service with the Issuer, the remaining 50,000 shares subject to the stock option vest and become fully exercisable on December 1, 2026.↩ 1

Signature 1

Signed
/s/ Lee-Lean Shu, Douglas Schirle, Attorney-in-Fact
Date
2026-08-07

Company context

GSI Technology is at the forefront of the AI revolution with our groundbreaking APU technology, designed for unparalleled efficiency in billion-item database searches and high-performance computing. GSI Technology’s innovations, Gemini-I® and Gemini-II®, offer scalable, low-power, high-capacity computing solutions that redefine edge computing capabilities. GSI Technology is not just advancing technology; we're shaping a smarter, faster, and more efficient future.

Current securities

Recent company filings

  1. 10-Q filingNov 6, 2026
  2. Results of Operations and Financial ConditionNov 5, 2026
  3. Entry into a Material Definitive Agreement · Submission of Matters to a Vote of Security HoldersAug 21, 2026
  4. 4 filingAug 14, 2026
  5. 4 filingAug 14, 2026

Privacy choices

BCS measures page use with Google Analytics using regional consent settings. You can change your preference here. Charts and market data remain available.

Essential functions — always available. Security, navigation, registration and remembering these choices.

Audience analytics

Analytics cookies are off by default for visitors Google identifies in the EEA, UK or Switzerland until allowed. Limited measurement without analytics cookies may still occur under those regional defaults.

TradingView charts, quotes and the economic calendar load automatically as page content. TradingView receives network and browser information and may collect its own usage analytics. This choice controls BCS’s Google Analytics only.

Google advertising is not enabled. Direct sponsor links do not load advertising trackers on BCS.

Turning analytics off stops future Google Analytics activity here. It does not erase information already received by the provider. Read the privacy policy.