Notice of Proposed Sale · 144
Hope Bancorp, Inc.
HOPENASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- HOPE BANCORP INC
- Issuer CIK
- 0001128361
- SEC file number
- 000-50245
- Phone
- 2136391700
- Person for whose account securities are to be sold
- HA DAISY Y
- Relationships to issuer
- Member of immediate family of any of the foregoing
- Street
- 3200 WILSHIRE BLVD
- Street (continued)
- SUITE 1400
- City
- LOS ANGELES
- State / country code
- CA
- Postal code
- 90010
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 26,995 | 378,199.95 | 128,203,739 | 08/03/2026 | NASDAQ | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 245 Summer Street
- City
- Boston
- State / country code
- MA
- Postal code
- 02110
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 10/21/2004 | Open Market Purchase | ISSUER | 13,534 | N | 10/21/2004 | Cash/Check |
| Common | 06/22/2004 | Open Market Purchase | ISSUER | 7,900 | N | 06/22/2004 | Cash/Check |
| Common | 01/26/2014 | Open Market Purchase | ISSUER | 5,562 | N | 01/26/2014 | Cash/Check |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| KIM HA LIVING TRUST | HOPE BANCORP | 05/06/2026 | 12,000 | 150,415.47 |
Seller — prior-sale row 1, entry 1
- Name
- KIM HA LIVING TRUST
- Street
- 3200 WILSHIRE BOULEVARD
- City
- Los Angeles
- State / country code
- CA
- Postal code
- 90010
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Selling out of KIM HA LIVING TRUST
Notice signature
- Notice date
- 08/03/2026
- Signed
- /s/ Cristina Garcia, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for HA DAISY Y