Notice of Proposed Sale · 144
Astera Labs, Inc.
ALABNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Astera Labs, Inc.
- Issuer CIK
- 0001736297
- SEC file number
- 001-41979
- Phone
- 4087663806
- Person for whose account securities are to be sold
- ALBA 2003 LIVING TRUST
- Relationships to issuer
- Director
- Street
- 2345 North First Street
- City
- San Jose
- State / country code
- CA
- Postal code
- 95131
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 150,000 | 72,453,000.00 | 171,407,939 | 07/01/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 03/21/2018 | Private Acquisition from Issuer or an Affiliate | Issuer | 150,000 | N | 03/21/2018 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 07/01/2026
- Signed
- /s/ Manuel Alba
- Plan adoption dates
- 05/29/2025