Common Stock, Par Value $.01
- Symbol
- PRU
- Exchange
- NYSE
- Classification
- COMMON
- Status
- Current
Current Report · Items 7.01, 9.01 · 8-K
Prudential Financial, Inc.
PRUNYSEEQUITYCurrent
Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure. On October 8, 2026, Prudential Life Insurance Co., Ltd. (“Prudential of Japan”), a subsidiary of Prudential Financial, Inc. (the “Company”), issued a press release in Japan reporting the findings of the Special Investigation Committee’s investigation report on previously disclosed misconduct by current and former sales employees of Prudential of Japan (the “SIC Report”).…
Company context
Prudential Financial, Inc. (NYSE: PRU), a global financial services leader and premier active global investment manager with approximately $1.6 trillion in assets under management as of June 30, 2026, has operations in the United States, Asia, Europe, and Latin America. Prudential’s diverse and talented employees help make lives better and create financial opportunity for more people by expanding access to investing, insurance, and retirement security. Prudential’s iconic Rock symbol has stood for strength, stability, expertise, and innovation for over 150 years. For more information, please visit news.prudential.com.
Current securities
Registered securities in this filing
PRUDENTIAL FINANCIAL INC · 8-K · Filed 2026-10-08
5.950% Junior Subordinated Notes
- Symbol
- PRH
- Exchange
- NYSE
- Classification
- DEBT
- Status
- Current
5.625% Junior Subordinated Notes
- Symbol
- PRS
- Exchange
- NYSE
- Classification
- DEBT
- Status
- Current
4.125% Junior Subordinated Notes
- Symbol
- PFH
- Exchange
- NYSE
- Classification
- DEBT
- Status
- Current
Disclosure sections
Item 7.01Item 7.01 - Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure.
On October 8, 2026, Prudential Life Insurance Co., Ltd. (“Prudential of Japan”), a subsidiary of Prudential Financial, Inc. (the “Company”), issued a press release in Japan reporting the findings of the Special Investigation Committee’s investigation report on previously disclosed misconduct by current and former sales employees of Prudential of Japan (the “SIC Report”). The Company has posted an English translation of the SIC Report and related materials on the Company’s Investor Relations website at www.investor.prudential.com.
Also, on October 8, 2026, Prudential Holdings of Japan, Inc. (“PHJ”), Prudential of Japan and The Gibraltar Life Insurance Co., Ltd. (“Gibraltar Life”), subsidiaries of the Company, issued a press release in Japan reporting an update on the Company’s remediation of previously disclosed employee misconduct in Japan.
The Company is furnishing herewith an English translation of each press release.
Investors and others should note that the Company routinely uses its Investor Relations website to post presentations to investors and other important information, including information that may be deemed material to investors. Accordingly, the Company encourages investors and others interested in the Company to review the information that it shares at www.investor.prudential.com. Interested parties may register to receive automatic email alerts when presentations and other information are posted to the Investor Relations website by clicking on “Subscribe to Email Alerts” at www.investor.prudential.com and following the instructions provided.
Filed exhibits (2)
Exhibit 99.1 October 8, 2026 Prudential Life Insurance Co., Ltd. Publication of the Special Investigation Committee’s Investigation Report and Initiatives to Ensure Thorough Customer-Centric Business Operations Prudential Life Insurance Co., Ltd. (hereinafter the “Company”) once again expresses its deepest apologies to affected customers and all other stakeholders for the significant inconvenience and concern caused by inappropriate monetary conduct by current and former sales employees (hereinafter “Inappropriate Monetary Conduct”). As announced in the Company’s October 5, 2026 press release titled “Receipt of the Special Investigation Committee’s Investigation Report,” the Company is publishing the full investigation report received from the Special Investigation Committee regarding its examination of the facts surrounding the Inappropriate Monetary Conduct, analysis of its causes, and consideration and development of measures to prevent recurrence, among other matters (the “Investigation Report”), after applying the necessary non-disclosure measures to protect personal information and other such information, as well as trade secrets, and obtaining confirmation from the Comm…
Open exhibit ↗Exhibit 99.2 October 8, 2026 Prudential Holdings of Japan, Inc. Prudential Life Insurance Co., Ltd. Gibraltar Life Insurance Co., Ltd. Update on the Progress of Reimbursement (As of September 16, 2026) Prudential Holdings of Japan, Inc. (hereinafter, the “Holding Company”) would like to once again express its sincere apologies to all those who have suffered harm, as well as to all other stakeholders, for the significant inconvenience and concern caused by inappropriate monetary conduct and other actions by current and former sales employees (hereinafter, the “current or former employees”) of Prudential Life Insurance Co., Ltd. (hereinafter, “Prudential Life”) and Gibraltar Life Insurance Co., Ltd. (hereinafter, “Gibraltar Life”). Such inappropriate monetary conduct includes soliciting customers to invest or offering profit-making schemes in exchange for money, borrowing money from customers, and other violations of internal regulations regarding money. The Prudential Group would like to provide an update on reimbursement progress for affected customers as of September 16. 1 Overview of Reimbursement Progress Of the 498 individuals, representing claims in the aggregat…
Open exhibit ↗