Notice of Proposed Sale · 144
CME Group
CMENASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- CME Group
- Issuer CIK
- 0001156375
- Phone
- 3129303305
- Person for whose account securities are to be sold
- Terrence Duffy
- Relationships to issuer
- Officer
- Street
- 20 S Wacker Dr
- City
- Chicago
- State / country code
- IL
- Postal code
- 60606
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 15,000 | 4,125,000 | 0 | 09/10/2026 | Nasdaq | Merrill |
Broker / market maker — proposed row 1, entry 1
- Name
- Merrill
- Street
- 2021 Spring Rd
- Street (continued)
- Suite 700
- City
- Oak Brook
- State / country code
- IL
- Postal code
- 60523
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 12/31/2024 | executive compensation grant | Terrence Duffy | 5,169 | N | 12/31/2024 | executive compensation grant |
| Common | 12/31/2025 | executive compensation grant | Terrence Duffy | 12,970 | N | 12/31/2025 | executive compensation grant |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 09/10/2026
- Signed
- Jack Whitley
Company context
As the world’s leading derivatives marketplace, CME Group (www.cmegroup.com) enables clients to trade futures, options, cash and OTC markets, optimize portfolios, and analyze data - empowering market participants worldwide to efficiently manage risk and capture opportunities. CME Group exchanges offer the widest range of global benchmark products across all major asset classes based on interest rates, equity indexes, foreign exchange, energy, agricultural products and metals. The company offers futures and options on futures trading through the CME Globex platform, fixed income trading via BrokerTec and foreign exchange trading on the EBS platform. In addition, it operates one of the world’s leading central counterparty clearing providers, CME Clearing.