Changes in Beneficial Ownership · 4
Applied Optoelectronics, Inc.
AAOINASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-09-15
- Issuer
- APPLIED OPTOELECTRONICS, INC.
- Issuer CIK
- 0001158114
- Trading symbol
- AAOI
Reporting owner 1
- Name
- BLACK RICHARD B
- Reporting owner CIK
- 0001199697
- Relationship
- Director
- Address
- C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND, TX
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | 2026-09-15 | G · Form 4[F1] | 2,200 | D | 0.00 | 159,092 | I | By Trust |
Table key
- G · Form 4
- Bona fide gift
- D
- Disposed
- I
- Indirect
Non-derivative holdings
| Security | Amount owned | Ownership |
|---|---|---|
| Common Stock, $.001 par value | 4,237 | D |
Table key
- D
- Direct
Footnotes
- F1
- Represents a bona fide gift of shares to a 501(c)(3) non-profit organization by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE. The shares were held by the Reporting Person in a revocable living trust of which the Reporting Person is the sole trustee and beneficial owner.↩ 1
Signature 1
- Signed
- /s/ David C. Kuo, attorney in fact for Richard B. Black
- Date
- 2026-09-17
Company context
Applied Optoelectronics, Inc. (AOI) is a leading developer and manufacturer of advanced optical and Hybrid Fiber-Coax (HFC) networking products that are the building blocks for AI datacenters, CATV and broadband fiber access networks around the world. AOI supplies this critical infrastructure to tier-one customers across cloud computing, CATV broadband, telecom, and FTTH markets. The company has R&D facilities in Atlanta, GA, and engineering and manufacturing facilities at its corporate headquarters in Sugar Land, TX, as well as in Taipei, Taiwan and Ningbo, China. For additional information, visit www.ao-inc.com. # # #
Current securities
Recent company filings
- 10-Q filingNov 5, 2026
- Results of Operations and Financial ConditionNov 5, 2026
- Entry into a Material Definitive Agreement · Termination of a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet ArrangementNov 4, 2026
- SCHEDULE 13G/A - filed by BlackRock, Inc. regarding APPLIED OPTOELECTRONICS, INC.Oct 27, 2026
- Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet ArrangementSep 15, 2026