Notice of Proposed Sale · 144
Banc of California, Inc.
BANCNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- BANC OF CALIFORNIA, INC.
- Issuer CIK
- 0001169770
- SEC file number
- 001-35522
- Phone
- 949 385-8683
- Person for whose account securities are to be sold
- Lindsay Olivia I
- Relationships to issuer
- OFFICER - CHIEF RISK OFFICER
- Street
- 3 MACARTHUR PLACE
- City
- SANTA ANA
- State / country code
- CA
- Postal code
- 92707
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| COMMON | 6,000 | 117,030 | 158,432,520 | 08/04/2026 | NYSE | ETRADE FINANCIAL CORPORATION |
Broker / market maker — proposed row 1, entry 1
- Name
- ETRADE FINANCIAL CORPORATION
- Street
- 3 EDISON DRIVE
- City
- ALPHARETTA
- State / country code
- GA
- Postal code
- 30005
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| COMMON | 02/28/2026 | STOCK PLAN ACTIVITY | BANC OF CALIFORNIA | 534 | N | 02/28/2026 | NA |
| COMMON | 02/27/2026 | STOCK PLAN ACTIVITY | BANC OF CALIFORNIA | 3,915 | N | 02/27/2026 | NA |
| COMMON | 02/23/2026 | STOCK PLAN ACTIVITY | BANC OF CALIFORNIA | 1,346 | N | 02/23/2026 | NA |
| COMMON | 05/27/2025 | STOCK PLAN ACTIVITY | BANC OF CALIFORNIA | 205 | N | 05/27/2025 | NA |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/04/2026
- Signed
- /s/ Lindsay Olivia I
Company context
Banc of California, Inc. (NYSE: BANC) is a bank holding company with over $34 billion in assets and the parent company of Banc of California. Banc of California is one of the nation’s premier relationship-based business banks, providing banking and treasury management services to small, middle-market, and venture-backed businesses. Through its Private Banking division, the bank also serves
Current securities
Recent company filings
- Results of Operations and Financial Condition · Regulation FD DisclosureOct 27, 2026
- 144 filingSep 10, 2026
- 10-Q filingAug 7, 2026
- Results of Operations and Financial Condition · Regulation FD DisclosureJul 29, 2026
- SCHEDULE 13G/A - filed by MILLENNIUM MANAGEMENT LLC regarding BANC OF CALIFORNIA, INC.Jul 14, 2026