Notice of Proposed Sale · 144
CareDx, Inc.
CDNANASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- CAREDX, INC.
- Issuer CIK
- 0001217234
- SEC file number
- 001-36536
- Phone
- 415-287-2300
- Person for whose account securities are to be sold
- MICHAEL D. GOLDBERG FAM TRUST
- Relationships to issuer
- Director
- Street
- 8000 Marina Boulevard,
- City
- Brisbane
- State / country code
- CA
- Postal code
- 94005
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 44,700 | 2,103,497.07 | 51,734,000 | 08/04/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 01/05/2022 | Restricted Stock Vesting Under a Registered Plan | Issuer | 699 | N | 01/05/2022 | Compensation |
| Common | 01/06/2023 | Restricted Stock Vesting Under a Registered Plan | Issuer | 2,896 | N | 01/06/2023 | Compensation |
| Common | 01/06/2026 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,492 | N | 01/06/2026 | Compensation |
| Common | 09/30/2022 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,419 | N | 09/30/2022 | Compensation |
| Common | 01/04/2021 | Restricted Stock Vesting Under a Registered Plan | Issuer | 629 | N | 01/04/2021 | Compensation |
| Common | 07/02/2026 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,746 | N | 07/02/2026 | Compensation |
| Common | 01/01/2014 | Restricted Stock Vesting Under a Registered Plan | Issuer | 12,500 | N | 01/01/2014 | Compensation |
| Common | 07/08/2025 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,218 | N | 07/08/2025 | Compensation |
| Common | 04/01/2021 | Restricted Stock Vesting Under a Registered Plan | Issuer | 470 | N | 04/01/2021 | Compensation |
| Common | 04/04/2025 | Restricted Stock Vesting Under a Registered Plan | Issuer | 967 | N | 04/04/2025 | Compensation |
| Common | 07/08/2024 | Restricted Stock Vesting Under a Registered Plan | Issuer | 2,963 | N | 07/08/2024 | Compensation |
| Common | 04/04/2024 | Restricted Stock Vesting Under a Registered Plan | Issuer | 3,534 | N | 04/04/2024 | Compensation |
| Common | 04/05/2022 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,000 | N | 04/05/2022 | Compensation |
| Common | 04/02/2026 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,981 | N | 04/02/2026 | Compensation |
| Common | 06/18/2021 | Restricted Stock Vesting Under a Registered Plan | Issuer | 3,189 | N | 06/18/2021 | Compensation |
| Common | 07/07/2021 | Restricted Stock Vesting Under a Registered Plan | Issuer | 459 | N | 07/07/2021 | Compensation |
| Common | 01/06/2025 | Restricted Stock Vesting Under a Registered Plan | Issuer | 856 | N | 01/06/2025 | Compensation |
| Common | 04/01/2020 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,086 | N | 04/01/2020 | Compensation |
| Common | 10/06/2025 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,753 | N | 10/06/2025 | Compensation |
| Common | 01/02/2020 | Restricted Stock Vesting Under a Registered Plan | Issuer | 273 | N | 01/02/2020 | Compensation |
| Common | 06/16/2022 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,127 | N | 06/16/2022 | Compensation |
| Common | 10/01/2021 | Restricted Stock Vesting Under a Registered Plan | Issuer | 479 | N | 10/01/2021 | Compensation |
| Common | 10/04/2024 | Restricted Stock Vesting Under a Registered Plan | Issuer | 837 | N | 10/04/2024 | Compensation |
| Common | 07/01/2022 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,127 | N | 07/01/2022 | Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/04/2026
- Signed
- /s/ Michael Goldberg, Trustee
Company context
CareDx is a precision medicine company dedicated to improving outcomes for transplant patients and advancing organ health. The Company’s integrated solutions include non invasive molecular testing for heart, kidney, and lung transplants; laboratory products; digital health technologies; and patient solutions that support care before and after transplant. CareDx is the leading provider of genomics based information for transplant patients. For more information, please visit www.caredx.com.