Notice of Proposed Sale · 144
Equitable Holdings, Inc.
EQHNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- EQUITABLE HOLDINGS, INC.
- Issuer CIK
- 0001333986
- SEC file number
- 001-38469
- Phone
- (212) 554-1234
- Person for whose account securities are to be sold
- BERTRAM L SCOTT
- Relationships to issuer
- Director
- Street
- 1345 AVENUE OF THE AMERICAS
- City
- NEW YORK
- State / country code
- NY
- Postal code
- 10105
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 1,466 | 74,986.93 | 273,035,157 | 08/06/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 05/21/2025 | Restricted Stock Vesting Under a Registered Plan | Issuer | 1,466 | N | 05/21/2025 | Services Rendered |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| BERTRAM L SCOTT | Common | 06/04/2026 | 2,470 | 101,477.97 |
| BERTRAM L SCOTT | Common | 05/08/2026 | 5,906 | 251,536.54 |
Seller — prior-sale row 1, entry 1
- Name
- BERTRAM L SCOTT
- Street
- 1345 Avenue of the Americas
- City
- New York
- State / country code
- NY
- Postal code
- 10105
Seller — prior-sale row 2, entry 1
- Name
- BERTRAM L SCOTT
- Street
- 1345 Avenue of the Americas
- City
- New York
- State / country code
- NY
- Postal code
- 10105
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 08/06/2026
- Signed
- /s/ Bertram Scott
Company context
Equitable Holdings, Inc. (NYSE: EQH) is a leading financial services holding company comprised of complementary and well-established businesses, Equitable, AllianceBernstein and Equitable Advisors. Equitable Holdings has more than $1 trillion in assets under management and administration (as of 6/30/2025) and more than 5 million client relationships globally. Founded in 1859, Equitable provides retirement and protection strategies to individuals, families and small businesses. AllianceBernstein is a global investment management firm that offers diversified investment services to institutional investors, individuals and private wealth clients. Equitable Advisors, LLC (Equitable Financial Advisors in MI and TN) has 4,500 duly registered and licensed financial professionals that provide financial planning, wealth management, retirement planning, protection and risk management services to clients across the country.