Notice of Proposed Sale · 144
Alignment Healthcare, Inc.
ALHCNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- ALIGNMENT HEALTHCARE INC
- Issuer CIK
- 0001832466
- SEC file number
- 001-40295
- Phone
- 8443102247
- Person for whose account securities are to be sold
- JEK TRUST U/A DTD 02/08/2021
- Relationships to issuer
- Director · Officer
- Street
- 1100 W. Town and Country Road
- City
- Orange
- State / country code
- CA
- Postal code
- 92868
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 596,000 | 12,533,880.00 | 206,733,823 | 07/10/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 05/09/2014 | Shares Issued Pre-IPO in exchange for Partnership Units | Issuer | 596,000 | N | 05/09/2014 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Sales Plan for JEK TRUST U/A DTD 02/08/2021 | Common | 06/10/2026 | 298,000 | 6,066,624.40 |
| 10b5-1 Sales Plan for JEK TRUST U/A DTD 02/08/2021 | Common | 05/11/2026 | 298,000 | 5,032,862.40 |
| 10b5-1 Sales Plan for JEK TRUST U/A DTD 02/08/2021 | Common | 04/13/2026 | 82,299 | 1,711,654.60 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Sales Plan for JEK TRUST U/A DTD 02/08/2021
- Street
- 1100 W. Town and Country Road
- City
- Orange
- State / country code
- CA
- Postal code
- 92868
Seller — prior-sale row 2, entry 1
- Name
- 10b5-1 Sales Plan for JEK TRUST U/A DTD 02/08/2021
- Street
- 1100 W. Town and Country Road
- City
- Orange
- State / country code
- CA
- Postal code
- 92868
Seller — prior-sale row 3, entry 1
- Name
- 10b5-1 Sales Plan for JEK TRUST U/A DTD 02/08/2021
- Street
- 1100 W. Town and Country Road
- City
- Orange
- State / country code
- CA
- Postal code
- 92868
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The securities to be sold were Shares Issued Pre-IPO in exchange for Partnership Units during the period of 05/09/2014 through 09/07/2025.
Notice signature
- Notice date
- 07/10/2026
- Signed
- /s/ John Kao
- Plan adoption dates
- 11/21/2025