Notice of Proposed Sale · 144
Genelux Corporation
GNLXNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- GENELUX CORPORATION
- Issuer CIK
- 0001231457
- SEC file number
- 001-41599
- Phone
- (805) 267-9889
- Person for whose account securities are to be sold
- JOHN SMITHER
- Relationships to issuer
- Director
- Street
- 2625 Townsgate Road, Suite 230
- City
- Westlake Village
- State / country code
- CA
- Postal code
- 91361
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 12,000 | 34,898.40 | 44,840,416 | 07/01/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 06/16/2026 | Restricted Stock | Issuer | 12,000 | N | 06/16/2026 | Not Applicable |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 07/01/2026
- Signed
- /s/ John W Smither