Notice of Proposed Sale · 144
Trio-Tech International
TRTNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- TRIO-TECH INTERNATIONAL
- Issuer CIK
- 0000732026
- SEC file number
- 001-14523
- Phone
- 818-787-7000
- Person for whose account securities are to be sold
- HOROWITZ RICHARD M
- Relationships to issuer
- 10% Stockholder
- Street
- 16139 WYANDOTTE ST.
- City
- VAN NUYS
- State / country code
- CA
- Postal code
- 91406
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 91,173 | 573,478.17 | 10,384,698 | 09/28/2026 | NASDAQ | Charles Schwab & Co. Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab & Co. Inc.
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 10/07/2008 | Open Market Purchase | Open Market | 7,748 | N | 10/07/2008 | Cash |
| Common | 10/08/2008 | Open Market Purchase | Open Market | 4,000 | N | 10/08/2008 | Cash |
| Common | 10/08/2008 | Open Market Purchase | Open Market | 5,600 | N | 10/08/2008 | Cash |
| Common | 07/20/2009 | Open Market Purchase | Open Market | 2,200 | N | 07/20/2009 | Cash |
| Common | 07/29/2009 | Open Market Purchase | Open Market | 4,200 | N | 07/29/2009 | Cash |
| Comomn | 09/28/2011 | Open Market Purchase | Open Market | 2,000 | N | 09/28/2011 | Cash |
| Common | 02/01/2019 | Stock Option Exercise | Issuer | 15,425 | N | 02/01/2019 | Equity Compensation |
| Common | 12/10/2021 | Stock Option Exercise | Issuer | 20,000 | N | 12/10/2021 | Equity Compensation |
| Common | 02/01/2022 | Stock Option Exercise | Issuer | 20,000 | N | 02/01/2022 | Equity Compensation |
| Common | 02/09/2022 | Stock Option Exercise | Issuer | 10,000 | N | 02/09/2022 | Equity Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Remarks
R HOROWITZ & B HOROWITZ TTEE THE HOROWITZ FAMILY TRUST U/A DTD 02/19/1986 On Behalf of: Richard M Horowitz
Notice signature
- Notice date
- 09/28/2026
- Signed
- RIchard M Horowitz