Common Stock, $0.001 par value
- Symbol
- MFIC
- Exchange
- NASDAQ
- Classification
- COMMON
- Status
- Current
Current Report · Items 5.07 · 8-K
MidCap Financial Investment Corporation
MFICNASDAQEQUITYCurrent
Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. On June 18, 2026, MidCap Financial Investment Corporation (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved two proposals.…
Company context
MidCap Financial Investment Corporation (NASDAQ: MFIC) is a closed-end, externally managed, diversified management investment company that has elected to be treated as a business development company (“BDC”) under the Investment Company Act of 1940 (the “1940 Act”). For tax purposes, the Company has elected to be treated as a regulated investment company (“RIC”) under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”). The Company is externally managed by Apollo Investment Management, L.P. (“Apollo”), an affiliate of Apollo Global Management, Inc. and its consolidated subsidiaries, a high-growth global alternative asset manager. The Company’s investment objective is to generate current income and, to a lesser extent, long-term capital appreciation. The Company primarily invests in directly originated and privately negotiated first lien senior secured loans to privately held U.S. middle-market companies, which the Company generally defines as companies with less than $75 million in EBITDA, as may be adjusted for market disruptions, mergers and acquisitions-related charges and synergies, and other items. To a lesser extent, the Company may invest in other types of securities including, first lien unitranche, second lien senior secured, unsecured, subordinated, and mezzanine loans, and equities in both private and public middle market companies. For more information, please visit www.midcapfinancialic.com.
Current securities
Registered securities in this filing
MidCap Financial Investment Corporation · 8-K · Filed 2026-06-23
8.00% Notes due 2028
- Symbol
- MFICL
- Exchange
- NASDAQ
- Classification
- DEBT
- Status
- Current
Disclosure sections
Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 18, 2026, MidCap Financial Investment Corporation (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved two proposals. The proposals are described in detail in the Company’s definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 30, 2026. As of April 22, 2026, the record date, 82,372,628 shares of the Company’s common stock were eligible to vote.
Proposal 1: The Company’s stockholders elected two Class I Directors of the Company, who will each serve a term of three years, or until their successors are duly elected and qualified, as follows:
Name of Director FOR WITHHELD BROKER-NON-VOTE
────────────────────────────────────────────────────────────────────────
Emanuel Pearlman 26,016,665 7,974,177 25,515,223
Tanner Powell 32,255,769 1,735,073 25,515,223
Proposal 2: The Company’s stockholders ratified the selection of Deloitte & Touche LLP as an independent registered public accounting firm of the Company for the fiscal year ending December 31, 2026, as follows:
FOR AGAINST ABSTAIN BROKER-NON-VOTE
─────────────────────────────────────────────────────────────
57,957,195 755,211 793,659 0