Changes in Beneficial Ownership · 4
Dolphin Entertainment, Inc.
DLPNNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-06-15
- Issuer
- Dolphin Entertainment, Inc.
- Issuer CIK
- 0001282224
- Trading symbol
- DLPN
- Rule 10b5-1 indication
- Checked
Reporting owner 1
- Name
- O'Dowd William IV
- Reporting owner CIK
- 0001520776
- Relationship
- Director · Officer
- Officer title
- Chief Executive Officer
- Address
- C/O DOLPHIN ENTERTAINMENT, INC., 150 ALHAMBRA CIRCLE, SUITE 1200, CORAL GABLES, FL, 33134
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-06-15 | P · Form 4 | 4,000 | A | 1.21[F1] | 495,940 | D |
Table key
- P · Form 4
- Purchase on the market or privately
- A
- Acquired
- D
- Direct
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Common Stock | 54,535 | I | By Dolphin Entertainment, LLC[F2] |
| Common Stock | 62,106 | I | By Dolphin Digital Media Holdings, LLC[F3] |
Table key
- I
- Indirect
Footnotes
- F1
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.18 to $1.24, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4.↩ 1
- F2
- Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.↩ 1
- F3
- Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV.↩ 1
Signature 1
- Signed
- /s/ William O'Dowd IV
- Date
- 2026-06-15
Company context
We are a leading independent entertainment marketing and production company. Through our subsidiaries, 42West LLC (“42West”), The Door Marketing Group LLC (“The Door”), Shore Fire Media, Ltd (“Shore Fire”), The Digital Dept., LLC (“The Digital Dept.”) formerly known as Sociality LLC (“Socialyte”) and Be Social Relations LLC (“Be Social”) that merged effective January 1, 2024, Special Projects Media, LLC (“Special Projects”), Always Alpha Sports Management, LLC (“Always Alpha”) and Elle Communications, LLC (“Elle”), we provide expert strategic marketing and publicity services to many of the top brands, both individual and corporate, in the motion picture, television, music, gaming, culinary, hospitality, lifestyle and charitable industries. 42West (Film and Television, Gaming), Shore Fire (Music), The Door (Culinary, Hospitality, Lifestyle) and Elle (Impact, Philanthropy, Non-Profit) are each recognized global public relations (“PR”) and marketing leaders for the industries they serve. As a group, they were recognized as the #1 PR firm in the country in the prestigious Observer rankings earlier this year. The Digital Dept. provides influencer marketing capabilities through divisions dedicated to influencer talent management, brand campaign strategy and execution, and influencer event ideation and production. Always Alpha is a talent management firm primarily focused on representing female athletes, broadcasters and coaches. Special Projects is the entertainment industry’s lead