Common Stock
- Symbol
- OPHC
- Exchange
- NYSEAMER
- Classification
- COMMON
- Status
- Current
Current Report · Items 1.01, 2.03, 7.01, 9.01 · 8-K
OptimumBank Holdings, Inc.
OPHCNYSE_AMERICANEQUITYCurrent
Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement · Regulation FD Disclosure
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information set forth under Item 1.01 above is incorporated by reference into this Item 2.03.
Registered securities in this filing
OPTIMUMBANK HOLDINGS, INC. · 8-K · Filed 2026-08-19
Disclosure sections
Item 2.03Item 2.03 - Creation of Direct Financial Obligation
Item
2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
The
information set forth under Item 1.01 above is incorporated by reference into this Item 2.03.
Item 7.01Item 7.01 - Regulation FD Disclosure
Item
7.01 Regulation FD Disclosure.
In
connection with the offering of the Notes, the Company issued an investor presentation to potential Holders on a confidential basis,
a copy of which is furnished as Exhibit 99.1.
The
information contained in this Item 7.01 and Exhibit 99.1 shall not be deemed to be “filed” for the purposes of Section 18
of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor
will such information be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as may be
expressly set forth by specific reference in such filing.
Filed exhibits (2)
EX-4.1 2 ex4-1.htm EX-4.1 Exhibit 4.1 OPTIMUMBANK HOLDINGS, INC. As Issuer, and UMB BANK, NATIONAL ASSOCIATION As Trustee INDENTURE Dated as of August 19, 2026 7.50% Fixed-to-Floating Rate Subordinated Notes due 2036 TABLE OF CONTENTS ARTICLE 1 I DEFINITIONS AND INCORPORATION BY REFERENCE ───────────────────────────────────────────────────────────────────────────────────────────────────────────── 1.01 Definitions. 1 1.02 Compliance 13 Certificates and Opinions. 1.03 Form 14 of Documents Delivered to Trustee. 1.04 Acts 15 of Holders. …
Open exhibit ↗EX-99.1
Open exhibit ↗