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BCS

Current Report · Items 5.02, 7.01, 9.01 · 8-K

Altimmune, Inc.

ALTNASDAQEQUITYCurrent

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD Disclosure

Item 5.02 Election of Directors; Appointment of Certain Officers; Departure of Directors or Certain Officers; Compensatory Arrangements of Certain Officers On October 23, 2026, the Board of Directors, upon the recommendation of the Nominating and Corporate Governance Committee of the Board, appointed Peter Greenleaf and Alex Howarth as directors of the Board effective November 2, 2026, and approve…

Filed Oct 27, 2026Accepted Oct 27, 2026, 8:16 AM EDTCIK 1326190Accession 0001104659-26-118991
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Company context

Altimmune is a late clinical-stage biopharmaceutical company developing pemvidutide for patients with serious liver diseases. Pemvidutide, a unique dual-action investigational therapy targeting both glucagon and GLP-1 receptors in a balanced 1:1 ratio, is in late-stage clinical development for the treatment of metabolic dysfunction-associated steatohepatitis (MASH), recently showed robust results in the RECLAIM Phase 2 trial in alcohol use disorder (AUD) and is being studied in alcohol-associated liver disease (ALD). For more information, please visit www.altimmune.com

Current securities

Recent company filings

  1. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet ArrangementOct 29, 2026
  2. 4 filingOct 5, 2026
  3. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 29, 2026
  4. 10-Q filingAug 12, 2026
  5. Results of Operations and Financial ConditionAug 12, 2026

Registered securities in this filing

ALTIMMUNE, Inc. · 8-K · Filed 2026-10-27

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common stock, par value $0.0001 per share

Symbol
ALT
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: AsOf2026-10-23

Dimensions: Not supplied

Accession 000110465926118991 · 1 registered-security cover member

Read the exact SEC filing ↗

Disclosure sections

Items 5.02, 7.01, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.02Item 5.02 - Departure/Election of Directors
Item 5.02 Election of Directors; Appointment of Certain Officers; Departure of Directors or Certain Officers; Compensatory Arrangements of Certain Officers On October 23, 2026, the Board of Directors, upon the recommendation of the Nominating and Corporate Governance Committee of the Board, appointed Peter Greenleaf and Alex Howarth as directors of the Board effective November 2, 2026, and approved an increase in its size from nine to eleven directors. Mr. Greenleaf (54), most recently served as the Chief Executive Officer and member of the board of directors of Aurinia Pharmaceuticals Inc. (Nasdaq: AUPH). From March 2018 to April 2019, Mr. Greenleaf served as the CEO of Cerecor Pharmaceuticals, Inc. (now Avalo Therapeutics, Inc.). Prior to joining Cerecor, Mr. Greenleaf served as CEO and Chairman of Sucampo Pharmaceuticals, Inc. from March 2014 to February 2018. From June 2013 to March 2014, he served as CEO and a member of the board of directors of Histogenics Corporation, a regenerative medicine company. From 2006 to 2013, Mr. Greenleaf was employed by MedImmune LLC, the global biologics arm of AstraZeneca, where he most recently served as President. From January 2010 to June 2013, he also served as President of MedImmune Ventures. Mr. Greenleaf also held senior commercial roles at Centocor, Inc. (now Janssen Biotechnology, Johnson & Johnson) from 1998 to 2006 and at Boehringer Mannheim (now Roche Holdings) from 1996 to 1998. Mr. Greenleaf currently serves as Chairman of the board of directors of Pelthos Therapeutics, Inc. (NYSE: PTHS) and as a member of the board of directors at Revolo Biotherapeutics. He has also served as a board member of BDSI from 2018 through March 2022 and Antares Pharmaceuticals from 2018 through the second quarter of 2022 and of Aurinia Therapeutics from 2019 through April 2026. Mr. Greenleaf earned an MBA from St. Joseph’s University and a B.S. from Western Connecticut State University. Mr. Howarth (58), most recently served as the Chief Financial Officer of Madrigal Pharmaceuticals, Inc. (Nasdaq: MDGL), a role he held from May 2021 through May 2024. Prior to joining Madrigal, Mr. Howarth was the Chief Operating Officer of Akcea Therapeutics, Inc. (Nasdaq: AKCA) from November of 2019 through the acquisition (in October of 2020) by Ionis Pharmaceuticals, Inc. until December 2020. Before Akcea, Mr. Howarth was the President (from January to November of 2019) and Chief Financial Officer (from September of 2015 to November of 2019) at Lycera Corp. Mr. Howarth has also held roles as Chief Financial Officer and Chief Business Officer at moksha8 Pharmaceuticals, Inc., from May 2007 to September of 2015, and prior to this served as Chief Business Officer at Vitae Pharmaceuticals, Inc. and Head of Venture Partnerships at GlaxoSmithKline plc. Mr. Howarth earned a Bachelor of Applied Science in Biochemistry from the University of Bath and qualified as a Chartered Accountant in the United Kingdom. Mr. Greenleaf and Mr. Howarth will be compensated for their service as non-employee directors pursuant to the Company’s Non-Employee Director Compensation Policy. Each of Mr. Greenleaf and Mr. Howarth will receive an initial equity award of stock options to purchase 160,000 shares of the Company’s common stock pursuant to the Company’s 2017 Omnibus Incentive Plan. Each of them is also entitled to receive an annual cash retainer of $40,000 as a member of the Board. The Company also entered into indemnification agreements with Mr. Greenleaf and Mr. Howarth in substantially the same form as those entered into with the other directors of the Company. There are no arrangements or understandings between any of Mr. Greenleaf or Mr. Howarth and any other person pursuant to which any of Mr. Greenleaf or Mr. Howarth was selected as a director of the Company. Neither of Mr. Greenleaf nor Mr. Howarth has any family relationship with any director or executive officer of the Company or any direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K. Resignation and Appointment of Certain Directors and Officers. On October 23, 2026, each of John Gill, Mitchell Sayare and Dr. Klaus Schafer notified the Board of Directors (the “Board”) of Altimmune, Inc. (the “Company”), of his decision to retire and not stand for re-election to the Board at the Company’s 2027 annual meeting of stockholders (the “2027 Annual Meeting”). Each of Mr. Gill, Mr. Sayare and Dr. Schafer will continue to serve as a director of the Company until the 2027 Annual Meeting. The foregoing is not due to any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.
Item 7.01Item 7.01 - Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure On October 27, 2026, the Company issued a press release announcing the appointments to the Board as discussed above. The full text of this press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein. The information in this Item 7.01 and Exhibit 99.1 attached hereto is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference to such filing.
Filed exhibits (1)
EX-99.1 (by filename) tm2628339d1_ex99-1.htm

Exhibit 99.1 Altimmune Appoints Peter Greenleaf and Alex Howarth, Two Leading Biotech Executives, to Board of Directors to Support Its Strategic Evolution Board appointments align with successful transition to late-stage clinical Company developing pemvidutide as a differentiated liver franchise with multiple potential indications As part of this transition, John M. Gill, Mitchel Sayare, Ph. D., and Klaus O. Schafer, M.D., MPH, will retire from the Board at the Company’s 2027 Annual Meeting MORRISTOWN, N.J., October 27, 2026 (GLOBE NEWSWIRE) - Altimmune, Inc. (Nasdaq: ALT), a biopharmaceutical company advancing pemvidutide, an investigational glucagon/GLP-1 dual receptor agonist, in serious liver diseases, today announced that Peter Greenleaf and Alex Howarth will join the company’s board of directors, effective November 2, 2026. “We are thrilled to welcome Peter and Alex to the Altimmune Board of Directors,” said Jerry Durso, Chief Executive Officer (CEO) and Chairman of the Board of Altimmune. “These two proven executive industry leaders bring strategic perspectives in drug development, commercialization and corporate development that will be a valuable addition to the Altim…

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