Changes in Beneficial Ownership · 4
Ascent Solar Technologies, Inc.
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-07-02
- Issuer
- Ascent Solar Technologies, Inc.
- Issuer CIK
- 0001350102
- Trading symbol
- ASTI
Reporting owner 1
- Name
- Warley Paul P.
- Reporting owner CIK
- 0001957757
- Relationship
- Director · Officer
- Officer title
- Chief Executive Officer
- Address
- C/O ASCENT SOLAR TECHNOLOGIES, INC., 12300 GRANT STREET, THORNTON, CO, 80241
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to buy) | 4.43 | 2026-07-02[F1] | A · Form 4 | 350,000 | A | 0.00 | [F2] | 2036-07-01 | Common Stock | 350,000 | 350,000 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- The option grant was approved by the Issuer's Board of Directors on July 2, 2026.↩ 1
- F2
- The shares subject to the option grant vest in the following amounts on the following dates: 1/3 - 7/31/27, 1/3 - 7/31/28, 1/3 - 7/31/29. Any outstanding and unvested options will also accelerate and fully vest upon a change of control (as defined in the Company's equity incentive plan).↩ 1
Signature 1
- Signed
- /s/ Paul Warley
- Date
- 2026-07-06
Company context
We were incorporated in 2005 from the separation by ITN Energy Systems, Inc. (“ITN”) of its Advanced Photovoltaic Division and all of that division’s key personnel, core technologies, and certain trade secrets and royalty free licenses to use in connection with the manufacturing, developing marketing, and commercializing Copper-Indium-Gallium-diSelenide (“CIGS”) photovoltaic (“PV”) products.