Changes in Beneficial Ownership · 4
Super Micro Computer, Inc.
SMCINASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1787172513.xml
Filing details
- Report period
- 2026-08-17
- Issuer
- Super Micro Computer, Inc.
- Issuer CIK
- 0001375365
- Trading symbol
- SMCI
Reporting owner 1
- Name
- Xiao Jin
- Reporting owner CIK
- 0002104631
- Relationship
- Officer
- Officer title
- Sr. Corporate VP, Engineering
- Address
- 980 ROCK AVE, SAN JOSE, CA, 95131
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-08-17 | M · Form 4 | 4,000 | A | [F1] | 196,022 | D |
| Common Stock | 2026-08-17 | F · Form 4[F2] | 1,436 | D | 38.28 | 194,586 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
- F · Form 4
- Securities delivered or withheld for exercise price or tax liability under Rule 16b-3
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Common Stock | 53 | I | By Spouse |
Table key
- I
- Indirect
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | [F1] | 2026-08-17 | M · Form 4 | 4,000 | D | 0 | [F3] | [F3] | Common Stock | 4,000 | 0 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
Footnotes
- F1
- Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.↩ 1↩ 2
- F2
- Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.↩ 1
Signature 1
- Signed
- /s/ Jin Xiao
- Date
- 2026-08-19
Company context
Supermicro is a Total IT Solutions provider with server, AI, storage, IoT, switch systems, software, and support services.
Current securities
Recent company filings
- 10-Q filingNov 6, 2026
- Results of Operations and Financial Condition · Other EventsNov 3, 2026
- Results of Operations and Financial ConditionOct 20, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 15, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 8, 2026