Changes in Beneficial Ownership · 4
Ocean Power Technologies, Inc.
OPTTNYSE_AMERICANEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-09-30
- Issuer
- Ocean Power Technologies, Inc.
- Issuer CIK
- 0001378140
- Trading symbol
- OPTT
Reporting owner 1
- Name
- PAGLIARA TRACY D
- Reporting owner CIK
- 0001184391
- Relationship
- Director · Officer
- Officer title
- Interim President and CEO
- Address
- C/O OCEAN POWER TECHNOLOGIES, INC., 28 ENGELHARD DRIVE, SUITE B, MONROE TOWNSHIP, NJ, 08831
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-09-30 | A · Form 4 | 75,000[F2] | A | [F1] | 89,793 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
Signature 1
- Signed
- /s/ Tracy Pagliara
- Date
- 2026-10-02
Company context
We are a Maritime Domain Awareness (MDA) company specializing in innovative intelligent maritime solutions. These solutions include a variety of “as a service” systems, including Data as a Service (DaaS), Robotics as a Service (RaaS), and Power as a Service (PaaS). These systems consist of a variety of platforms including the PowerBuoy®, our persistent sensor and power solution, the WAM-V® (Wave Adaptive Modular Vessel), our autonomous unmanned surface vehicle, and Merrows™, our user interface and command and control (C2) system that integrates multiple sensor feeds using software and hardware and enables artificial intelligence and machine learning (AI/ML) integration. We design, manufacture, deploy, and operate these systems for defense, security, subsea infrastructure, offshore oil and gas, offshore energy, marine research, and communication markets. We operate primarily through a combination of direct sales and leases, strategic partnerships, and long-term service agreements. Our business model emphasizes capital-light deployments, recurring revenue from service and maintenance contracts, and high-margin technology sales and leases.
Current securities
Recent company filings
- S-1/A filingNov 5, 2026
- Entry into a Material Definitive Agreement · Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement · Unregistered Sales of Equity SecuritiesNov 3, 2026
- DEF 14A filingOct 29, 2026
- S-1/A filingOct 29, 2026
- Changes in Registrant's Certifying Accountant · Other EventsOct 28, 2026