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BCS

Changes in Beneficial Ownership · 4

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Changes in Beneficial Ownership

Filed Oct 6, 2026Accepted Oct 6, 2026, 11:32 AM EDTFiling CIK 1383312Accession 0001225208-26-008290
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Structured filing — 4

doc4.xml

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Filing details

Report period
2026-10-05
Issuer
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Issuer CIK
0001383312
Trading symbol
BR

Reporting owner 1

Name
MURRAY EILEEN K
Reporting owner CIK
0001341752
Relationship
Director
Address
605 THIRD AVENUE, NEW YORK, NY, 10158

Non-derivative transactions

Non-derivative transactions · 2 reported rows
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock2026-10-05A · Form 420.0000[F1]A0.00006,167.0000D
Common Stock2026-10-05A · Form 418.0000[F2]A0.00006,185.0000D
Table key
A · Form 4
Acquisition by grant, award or otherwise under Rule 16b-3(d)
A
Acquired
D
Direct

Footnotes

F1
The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.↩ 1
F2
The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.↩ 1

Signature 1

Signed
Maria Allen, Power of Attorney
Date
2026-10-06

Company context

Broadridge Financial Solutions (NYSE: BR) is a global technology leader with trusted expertise and transformative technology, helping clients and the financial services industry operate, innovate, and grow. We power investing, governance, and communications for our clients - driving operational resiliency, elevating business performance, and transforming investor experiences. Our technology and operations platforms process and generate over 7 billion communications annually and underpin the daily average trading of over $15 trillion in equities, fixed income, and other securities globally.

Current securities

Recent company filings

  1. Other EventsOct 23, 2026
  2. 4 filingOct 6, 2026
  3. 4 filingOct 5, 2026
  4. ARS filingSep 29, 2026
  5. DEFA14A filingSep 29, 2026

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